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TREX CO INC — Director's Dealing 2011
May 4, 2011
30867_dirs_2011-05-04_a245054e-5f66-4d00-a355-0d0535f864cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TREX CO INC (TREX)
CIK: 0001069878
Period of Report: 2011-05-02
Reporting Person: KAPLAN RONALD W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-02 | Common Stock | M | 16175 | $8.80 | Acquired | 133633 | Direct |
| 2011-05-02 | Common Stock | D | 4606 | $30.90 | Disposed | 129027 | Direct |
| 2011-05-02 | Common Stock | F | 4884 | $30.90 | Disposed | 124143 | Direct |
| 2011-05-02 | Common Stock | S | 300 | $31.10 | Disposed | 123843 | Direct |
| 2011-05-02 | Common Stock | S | 917 | $31.16 | Disposed | 122926 | Direct |
| 2011-05-04 | Common Stock | S | 385 | $29.00 | Disposed | 122541 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.007 | Disposed | 122441 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.017 | Disposed | 122341 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.024 | Disposed | 122241 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.04 | Disposed | 122141 | Direct |
| 2011-05-04 | Common Stock | S | 200 | $29.046 | Disposed | 121941 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.05 | Disposed | 121841 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.054 | Disposed | 121741 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.056 | Disposed | 121641 | Direct |
| 2011-05-04 | Common Stock | S | 200 | $29.06 | Disposed | 121441 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.062 | Disposed | 121341 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.065 | Disposed | 121241 | Direct |
| 2011-05-04 | Common Stock | S | 600 | $29.07 | Disposed | 120641 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.071 | Disposed | 120541 | Direct |
| 2011-05-04 | Common Stock | S | 200 | $29.072 | Disposed | 120341 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.075 | Disposed | 120241 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.076 | Disposed | 120141 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.08 | Disposed | 120041 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.085 | Disposed | 119941 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.0875 | Disposed | 119841 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.09 | Disposed | 119741 | Direct |
| 2011-05-04 | Common Stock | S | 400 | $29.10 | Disposed | 119341 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.11 | Disposed | 119241 | Direct |
| 2011-05-04 | Common Stock | S | 100 | $29.116 | Disposed | 119141 | Direct |
| 2011-05-04 | Common Stock | S | 200 | $29.12 | Disposed | 118941 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-02 | Stock Appreciation Right | $8.80 | M | 16175 | Disposed | 2018-01-07 | Common Stock (16175) | Direct |
Footnotes
F1: 16,175 Stock Appreciation Rights (SARs) are being exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2010.
F2: 4,884 shares are being surrendered as allowed by the Company's 2005 Stock Incentive Plan to cover the payment of taxes currently due on the exercise of SARs.
F3: The stock appreciation right becomes exerciseable in three equal installments beginning on the first anniversary date of the transaction date.
F4: The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2010.