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TREX CO INC — Director's Dealing 2011
Apr 5, 2011
30867_dirs_2011-04-05_fa893a2e-72bb-4b2c-a0d2-3a4db6d7264d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TREX CO INC (TREX)
CIK: 0001069878
Period of Report: 2011-04-01
Reporting Person: KAPLAN RONALD W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-01 | Common Stock | M | 16173 | $8.80 | Acquired | 134848 | Direct |
| 2011-04-01 | Common Stock | D | 4270 | $33.33 | Disposed | 130578 | Direct |
| 2011-04-01 | Common Stock | F | 5025 | $33.33 | Disposed | 125553 | Direct |
| 2011-04-01 | Common Stock | S | 100 | $32.80 | Disposed | 125453 | Direct |
| 2011-04-01 | Common Stock | S | 100 | $32.82 | Disposed | 125353 | Direct |
| 2011-04-01 | Common Stock | S | 100 | $32.84 | Disposed | 125253 | Direct |
| 2011-04-01 | Common Stock | S | 200 | $32.86 | Disposed | 125053 | Direct |
| 2011-04-01 | Common Stock | S | 100 | $32.88 | Disposed | 124953 | Direct |
| 2011-04-01 | Common Stock | S | 417 | $32.90 | Disposed | 124536 | Direct |
| 2011-04-01 | Common Stock | S | 100 | $32.93 | Disposed | 124436 | Direct |
| 2011-04-01 | Common Stock | S | 100 | $32.96 | Disposed | 124336 | Direct |
| 2011-04-04 | Common Stock | S | 1040 | $33.16 | Disposed | 123296 | Direct |
| 2011-04-04 | Common Stock | S | 460 | $33.17 | Disposed | 122836 | Direct |
| 2011-04-04 | Common Stock | S | 17 | $33.175 | Disposed | 122819 | Direct |
| 2011-04-04 | Common Stock | S | 600 | $33.18 | Disposed | 122219 | Direct |
| 2011-04-04 | Common Stock | S | 200 | $33.185 | Disposed | 122019 | Direct |
| 2011-04-04 | Common Stock | S | 500 | $33.19 | Disposed | 121519 | Direct |
| 2011-04-04 | Common Stock | S | 100 | $33.1925 | Disposed | 121419 | Direct |
| 2011-04-04 | Common Stock | S | 200 | $33.20 | Disposed | 121219 | Direct |
| 2011-04-04 | Common Stock | S | 100 | $33.21 | Disposed | 121119 | Direct |
| 2011-04-04 | Common Stock | S | 483 | $33.22 | Disposed | 120636 | Direct |
| 2011-04-04 | Common Stock | S | 100 | $33.2325 | Disposed | 120536 | Direct |
| 2011-04-04 | Common Stock | S | 2173 | $33.24 | Disposed | 118363 | Direct |
| 2011-04-04 | Common Stock | S | 100 | $33.245 | Disposed | 118263 | Direct |
| 2011-04-04 | Common Stock | S | 300 | $33.2475 | Disposed | 117963 | Direct |
| 2011-04-04 | Common Stock | S | 200 | $33.249 | Disposed | 117763 | Direct |
| 2011-04-04 | Common Stock | S | 305 | $33.25 | Disposed | 117458 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-01 | Stock Appreciation Right | $8.80 | M | 16173 | Disposed | 2018-01-07 | Common Stock (16173) | Direct |
Footnotes
F1: 16,173 Stock Appreciation Rights (SARs) are being exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2010.
F2: 5,025 shares are being surrendered as allowed by the Company's 2005 Stock Incentive Plan to cover the payment of taxes currently due on the exercise of SARs.
F3: The stock appreciation right becomes exerciseable in three equal installments beginning on the first anniversary date of the transaction date.
F4: The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2010.