AI assistant
TREX CO INC — Director's Dealing 2011
Mar 3, 2011
30867_dirs_2011-03-03_6b41eaa1-b491-48ee-852b-483ddd878b02.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TREX CO INC (TREX)
CIK: 0001069878
Period of Report: 2011-03-01
Reporting Person: KAPLAN RONALD W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-01 | Common Stock | M | 7785 | $8.80 | Acquired | 128915 | Direct |
| 2011-03-01 | Common Stock | D | 2239 | $30.60 | Disposed | 126676 | Direct |
| 2011-03-01 | Common Stock | F | 2342 | $30.60 | Disposed | 124334 | Direct |
| 2011-03-01 | Common Stock | S | 2455 | $29.92 | Disposed | 121879 | Direct |
| 2011-03-03 | Common Stock | S | 630 | $31.15 | Disposed | 121249 | Direct |
| 2011-03-03 | Common Stock | S | 1000 | $31.20 | Disposed | 120249 | Direct |
| 2011-03-03 | Common Stock | S | 100 | $31.21 | Disposed | 120149 | Direct |
| 2011-03-03 | Common Stock | S | 700 | $31.21 | Disposed | 119449 | Direct |
| 2011-03-03 | Common Stock | S | 500 | $31.22 | Disposed | 118949 | Direct |
| 2011-03-03 | Common Stock | S | 174 | $31.23 | Disposed | 118775 | Direct |
| 2011-03-03 | Common Stock | S | 100 | $31.25 | Disposed | 118675 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-01 | Stock Appreciation Right | $8.80 | M | 7785 | Disposed | 2018-01-07 | Common Stock (7785) | Direct |
Footnotes
F1: 2,239 shares are being surrendered as allowed by the Company's 2005 Stock Incentive Plan to cover the payment of taxes currently due on previously granted restricted shares.
F2: 7,785 Stock Appreciation Rights (SARs) are being exercised pursuant to Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2010.
F3: The stock appreciation right becomes exerciseable in three equal installments beginning on the first anniversary date of the transaction date.
F4: The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person May 10, 2010.