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TreeHouse Foods, Inc. — Director's Dealing 2021
Apr 1, 2021
32309_dirs_2021-03-31_7d71e816-c591-41e4-84f2-1f8f1ebfda83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TreeHouse Foods, Inc. (THS)
CIK: 0001320695
Period of Report: 2021-03-29
Reporting Person: Braun Clifford (SVP, Chief Operations Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-29 | Common Stock | M | 2380 | — | Acquired | 4896 | Direct |
| 2021-03-29 | Common Stock | F | 937 | $54.94 | Disposed | 3959 | Direct |
| 2021-03-29 | Common Stock | M | 1843 | — | Acquired | 5802 | Direct |
| 2021-03-29 | Common Stock | F | 726 | $54.94 | Disposed | 5076 | Direct |
| 2021-03-29 | Common Stock | S | 2516 | $54.964 | Disposed | 2560 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-29 | Restricted Stock Unit | $ | M | 2380 | Disposed | Common Stock (2380.0) | Direct | |
| 2021-03-29 | Restricted Stock Unit | $ | M | 1843 | Disposed | Common Stock (1843.0) | Direct |
Footnotes
F1: Settlement of restricted stock units into shares of common stock.
F2: Shares withheld to satisfy minimum tax withholding requirements upon vesting of restricted stock units.
F3: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $54.94 to $54.99, inclusive. The reporting person undertakes to provide to TreeHouse Foods, Inc., any security holder of TreeHouse Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
F5: The restricted stock units vest and settle in stock or cash in three approximately equal installments on each of the first three anniversaries of the grant date (March 29, 2018).
F6: The restricted stock units vest and settle in stock or cash in three approximately equal installments on each of the first three anniversaries of the grant date (March 29, 2019).