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TREASURY WINE ESTATES LIMITED — Major Shareholding Notification 2017
Jan 26, 2017
65969_rns_2017-01-26_a133f270-991c-4266-a053-d182ecc6ee5d.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme
TREASURY WINE ESTATES LTD
ACN/ARSN
004 373 862
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
24 01 / / 2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
37,569,345 |
37,569,345 |
5.08 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A & D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [455 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
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Signature
print name Kayla Mulvihill capacity Authorised Signatory* sign here date 26 / 01 / 2017
-
At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
This is Annexure A of 4 pages referred to in form 603 Notice of initial substantial shareholder
Annexure A
Kayla Mulvhill, Authorised Signatory
26-Jan-17 Date
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ord | 13,182 | 13,182 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 34,691 | 34,691 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 109,701 | 109,701 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 2,039,471 | 2,039,471 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 43,750 | 43,750 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 439,126 | 439,126 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 46,823 | 46,823 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 168,153 | 168,153 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,762,086 | 1,762,086 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ord | 3,529 | 3,529 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 313,395 | 313,395 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 27,000 | 27,000 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 316,590 | 316,590 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ord | 5,080 | 5,080 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 3,712 | 3,712 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 1,049 | 1,049 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Capital | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,726 | 1,726 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. |
page 1 of 4
TWE
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 15,863 | 15,863 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 9,340 | 9,340 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 1,502 | 1,502 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 31,050 | 31,050 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 122,062 | 122,062 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 48,858 | 48,858 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 8,002,542 | 8,002,542 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 931,145 | 931,145 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 118,823 | 118,823 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 296,765 | 296,765 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 18,327 | 18,327 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 551,466 | 551,466 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 356,150 | 356,150 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 49,800 | 49,800 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 57,266 | 57,266 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 8,675,275 | 8,675,275 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 247,490 | 247,490 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 22,842 | 22,842 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 1,858,455 | 1,858,455 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 1,810,691 | 1,810,691 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 311,211 | 311,211 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. |
page 2 of 4
TWE
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 49,485 | 49,485 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ord | 68,630 | 68,630 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 33,601 | 33,601 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ord | 105,774 | 105,774 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,205,065 | 1,205,065 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 4,795 | 4,795 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 785,678 | 785,678 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 51,906 | 51,906 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 394,008 | 394,008 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 120,347 | 120,347 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 8,915 | 8,915 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ord | 18,465 | 18,465 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 17,758 | 17,758 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 154,926 | 154,926 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 48,514 | 48,514 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 296,103 | 296,103 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 435,257 | 435,257 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 521,662 | 521,662 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ord | 11,833 | 11,833 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 9,916 | 9,916 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 948,130 | 948,130 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. |
page 3 of 4
TWE
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 175 | 175 | subsidiary of | |
| securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JTSB-JAPAN TRUSTEE | ord | 125 | 125 | subsidiary of | |
| securities and/or the power to dispose of securities as | SERVICES BANK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-State Street Bank And | ord | 778,460 | 778,460 | subsidiary of | |
| securities and/or the power to dispose of securities as | Trust Co. | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 11,679 | 11,679 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 68,787 | 68,787 | subsidiary of | |
| securities and/or the power to dispose of securities as | TRUST & BANKING | BlackRock Inc. | |||||
| investment manager or trustee. | TOKYO | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | TCSB TRUST & CUSTODY | ord | 457 | 457 | subsidiary of | |
| securities and/or the power to dispose of securities as | SERVICES BANK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-Citigroup Australia - | ord | 44,360 | 44,360 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 299,794 | 299,794 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 616,696 | 616,696 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 1,592,057 | 1,592,057 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacityas responsible entity. |
page 4 of 4
TWE
Annexure B
This is Annexure B of 9 pages referred to in form 603 Notice of initial substantial shareholder
26-Jan-17
Kayla Mulvihill, Authorised Signatory
Date
5. Consideration
| TREASURY WINE ESTATES LTD (TWE) | TREASURY WINE ESTATES LTD (TWE) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Fund Advisors 26-Sep-16 yes |
10.00 on mkt buy AUD ord 6,757 6,757 |
| BlackRock Fund Advisors 26-Sep-16 yes |
10.00 on mkt buy AUD ord 11,356 11,356 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
10.00 on mkt buy AUD ord 1,929 1,929 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
10.00 on mkt buy AUD ord 380 380 |
| BlackRock Advisors(UK)Limited 27-Sep-16 yes |
10.00 on mkt buy AUD ord 2,280 2,280 |
| BlackRock Fund Advisors 27-Sep-16 yes |
10.00 on mkt buy AUD ord 637 637 |
| BlackRock Fund Advisors 27-Sep-16 yes |
10.00 on mkt buy AUD ord 2,569 2,569 |
| BlackRock Fund Advisors 27-Sep-16 no |
n/a in specie AUD ord 30,231 30,231 |
| BlackRock Advisors(UK)Limited 28-Sep-16 yes |
10.00 on mkt buy AUD ord 380 380 |
| BlackRock Asset Management Canada Limited 29-Sep-16 no |
n/a in specie AUD ord 5,528 5,528 |
| BlackRock Investment Management (Australia) Limited 30-Sep-16 yes |
11.00 on mkt buy AUD ord 6,952 6,952 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
11.00 on mkt buy AUD ord 26,473 26,473 |
| BlackRock Fund Advisors 03-Oct-16 yes |
11.00 on mkt buy AUD ord 4,488 4,488 |
| BlackRock Advisors(UK)Limited 03-Oct-16 yes |
11.00 on mkt buy AUD ord 8,688 8,688 |
| BlackRock Institutional Trust Company, National Association 03-Oct-16 yes |
11.00 on mkt buy AUD ord 1,063 1,063 |
| BlackRock Fund Advisors 03-Oct-16 yes |
11.00 on mkt buy AUD ord 6,827 6,827 |
| BlackRock Investment Management (Australia) Limited 04-Oct-16 yes |
11.00 on mkt buy AUD ord 1,901 1,901 |
| BlackRock Fund Advisors 04-Oct-16 yes |
11.00 on mkt buy AUD ord 8,360 8,360 |
| BlackRock Fund Advisors 04-Oct-16 yes |
11.00 on mkt buy AUD ord 3,414 3,414 |
| BlackRock Fund Advisors 05-Oct-16 yes |
11.00 on mkt buy AUD ord 17,960 17,960 |
| BlackRock Fund Advisors 05-Oct-16 yes |
11.00 on mkt buy AUD ord 5,850 5,850 |
| BlackRock Fund Advisors 05-Oct-16 yes |
11.00 on mkt buy AUD ord 2,905 2,905 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
11.00 on mkt buy AUD ord 2,383 2,383 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
11.00 on mkt buy AUD ord 3,952 3,952 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
11.00 on mkt buy AUD ord 2,114 2,114 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
11.00 on mkt buy AUD ord 925 925 |
| BlackRock Investment Management (Australia) Limited 06-Oct-16 yes |
11.00 on mkt buy AUD ord 958 958 |
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
11.00 on mkt buy AUD ord 11,243 11,243 |
| BlackRock Advisors(UK)Limited 07-Oct-16 yes |
11.00 on mkt buy AUD ord 3,401 3,401 |
| BlackRock(Netherlands)B.V. 07-Oct-16 yes |
11.00 on mkt buy AUD ord 825 825 |
| BlackRock Fund Advisors 07-Oct-16 no |
n/a in specie AUD ord 6,554 6,554 |
| BlackRock Fund Advisors 07-Oct-16 yes |
11.00 on mkt buy AUD ord 5,886 5,886 |
| BlackRock Fund Advisors 07-Oct-16 no |
n/a in specie AUD ord 8,415 8,415 |
| BlackRock Fund Advisors 07-Oct-16 yes |
11.00 on mkt buy AUD ord 3,366 3,366 |
| BlackRock Advisors(UK)Limited 07-Oct-16 yes |
11.00 on mkt buy AUD ord 2,896 2,896 |
| BlackRock Asset Management Canada Limited 07-Oct-16 yes |
11.00 on mkt buy AUD ord 743 743 |
| BlackRock Institutional Trust Company, National Association 07-Oct-16 yes |
11.00 on mkt buy AUD ord 20,827 20,827 |
| BlackRock Investment Management (Australia) Limited 07-Oct-16 yes |
11.00 on mkt buy AUD ord 4,247 4,247 |
| BlackRock Fund Advisors 07-Oct-16 yes |
11.00 on mkt buy AUD ord 2,340 2,340 |
| BlackRock Investment Management (Australia) Limited 10-Oct-16 yes |
11.00 on mkt buy AUD ord 1,792 1,792 |
| BlackRock International Limited 10-Oct-16 no |
n/a in specie AUD ord 5,254 5,254 |
| BlackRock Japan Co.,Ltd. 11-Oct-16 yes |
11.00 on mkt buy AUD ord 1,685 1,685 |
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
11.00 on mkt buy AUD ord 853 853 |
| BlackRock Advisors(UK)Limited 11-Oct-16 yes |
11.00 on mkt buy AUD ord 1,929 1,929 |
| BlackRock Advisors,LLC 11-Oct-16 yes |
11.00 on mkt buy AUD ord 52,204 52,204 |
page 1 of 9
TWE
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 11-Oct-16 yes |
11.00 on mkt buy AUD ord 1,848 1,848 |
| BlackRock(Netherlands)B.V. 11-Oct-16 yes |
11.00 on mkt buy AUD ord 2,431 2,431 |
| BlackRock Fund Advisors 11-Oct-16 yes |
11.00 on mkt buy AUD ord 2,330 2,330 |
| BlackRock International Limited 11-Oct-16 no |
n/a in specie AUD ord 2,985 2,985 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 1,572 1,572 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 4,861 4,861 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 4,792 4,792 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 14,762 14,762 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 342 342 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 1,113 1,113 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 1,762 1,762 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 571 571 |
| BlackRock Advisors(UK)Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 2,896 2,896 |
| BlackRock Advisors(UK)Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 1,929 1,929 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 6,436 6,436 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 19,799 19,799 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 1,787 1,787 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 575 575 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 8,202 8,202 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 2,654 2,654 |
| BlackRock Institutional Trust Company, National Association 12-Oct-16 no |
n/a in specie AUD ord 18,258 18,258 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 450 450 |
| BlackRock Investment Management (Australia) Limited 12-Oct-16 yes |
11.00 on mkt buy AUD ord 1,388 1,388 |
| BlackRock International Limited 12-Oct-16 no |
n/a in specie AUD ord 2,957 2,957 |
| BlackRock Fund Advisors 13-Oct-16 no |
n/a in specie AUD ord 1,740 1,740 |
| BlackRock Advisors(UK)Limited 13-Oct-16 yes |
11.00 on mkt buy AUD ord 190 190 |
| BlackRock Advisors(UK)Limited 13-Oct-16 yes |
11.00 on mkt buy AUD ord 570 570 |
| BlackRock Investment Management (Australia) Limited 13-Oct-16 yes |
11.00 on mkt buy AUD ord 4,001 4,001 |
| BlackRock International Limited 13-Oct-16 no |
n/a in specie AUD ord 5,795 5,795 |
| BlackRock Fund Advisors 14-Oct-16 no |
n/a in specie AUD ord 11,120 11,120 |
| BlackRock Advisors(UK)Limited 14-Oct-16 yes |
11.00 on mkt buy AUD ord 5,792 5,792 |
| BlackRock Advisors(UK)Limited 14-Oct-16 yes |
11.00 on mkt buy AUD ord 1,935 1,935 |
| BlackRock International Limited 14-Oct-16 no |
n/a in specie AUD ord 5,851 5,851 |
| BlackRock Investment Management (UK) Limited 17-Oct-16 yes |
11.00 on mkt buy AUD ord 10,756 10,756 |
| BlackRock Institutional Trust Company, National Association 17-Oct-16 yes |
11.00 on mkt buy AUD ord 25,053 25,053 |
| BlackRock Fund Advisors 17-Oct-16 yes |
11.00 on mkt buy AUD ord 6,370 6,370 |
| BlackRock Fund Advisors 17-Oct-16 yes |
11.00 on mkt buy AUD ord 3,029 3,029 |
| BlackRock Fund Advisors 17-Oct-16 yes |
11.00 on mkt buy AUD ord 1,020 1,020 |
| BlackRock Investment Management,LLC 17-Oct-16 yes |
11.00 on mkt buy AUD ord 516 516 |
| BlackRock Investment Management (Australia) Limited 18-Oct-16 yes |
11.00 on mkt buy AUD ord 697 697 |
| BlackRock Fund Advisors 18-Oct-16 yes |
11.00 on mkt buy AUD ord 9,727 9,727 |
| BlackRock Investment Management (Australia) Limited 18-Oct-16 yes |
11.00 on mkt buy AUD ord 255 255 |
| BlackRock Institutional Trust Company, National Association 18-Oct-16 yes |
11.00 on mkt buy AUD ord 29,289 29,289 |
| BlackRock Investment Management (UK) Limited 19-Oct-16 yes |
11.00 on mkt buy AUD ord 62,616 62,616 |
| BlackRock Advisors(UK)Limited 19-Oct-16 yes |
11.00 on mkt buy AUD ord 950 950 |
| BlackRock Institutional Trust Company, National Association 19-Oct-16 yes |
11.00 on mkt buy AUD ord 5,812 5,812 |
| BlackRock Investment Management,LLC 20-Oct-16 no |
n/a in specie AUD ord 13,583 13,583 |
| BlackRock Institutional Trust Company, National Association 20-Oct-16 yes |
11.00 on mkt buy AUD ord 79,581 79,581 |
page 2 of 9
TWE
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 20-Oct-16 yes |
11.00 on mkt buy AUD ord 2,670 2,670 |
| BlackRock Fund Advisors 21-Oct-16 yes |
11.00 on mkt buy AUD ord 3,890 3,890 |
| BlackRock Advisors(UK)Limited 21-Oct-16 yes |
11.00 on mkt buy AUD ord 1,449 1,449 |
| BlackRock Institutional Trust Company, National Association 24-Oct-16 yes |
11.00 on mkt buy AUD ord 16,279 16,279 |
| BlackRock Institutional Trust Company, National Association 24-Oct-16 yes |
11.00 on mkt buy AUD ord 5,155 5,155 |
| BlackRock Institutional Trust Company, National Association 24-Oct-16 yes |
11.00 on mkt buy AUD ord 5,006 5,006 |
| BlackRock Investment Management,LLC 24-Oct-16 yes |
11.00 on mkt buy AUD ord 10,345 10,345 |
| BlackRock Investment Management (Australia) Limited 24-Oct-16 yes |
11.00 on mkt buy AUD ord 2,604 2,604 |
| BlackRock Fund Advisors 25-Oct-16 yes |
11.00 on mkt buy AUD ord 2,992 2,992 |
| BlackRock Advisors(UK)Limited 25-Oct-16 yes |
11.00 on mkt buy AUD ord 227 227 |
| BlackRock Investment Management (Australia) Limited 26-Oct-16 yes |
11.00 on mkt buy AUD ord 2,099 2,099 |
| BlackRock Fund Advisors 26-Oct-16 no |
n/a in specie AUD ord 11,280 11,280 |
| BlackRock Fund Advisors 26-Oct-16 yes |
11.00 on mkt buy AUD ord 2,861 2,861 |
| BlackRock Advisors(UK)Limited 26-Oct-16 no |
n/a in specie AUD ord 14,223 14,223 |
| BlackRock Advisors(UK)Limited 26-Oct-16 yes |
11.00 on mkt buy AUD ord 760 760 |
| BlackRock Japan Co.,Ltd. 26-Oct-16 yes |
11.00 on mkt buy AUD ord 551 551 |
| BlackRock Fund Advisors 27-Oct-16 no |
n/a in specie AUD ord 3,629 3,629 |
| BlackRock Fund Advisors 27-Oct-16 no |
n/a in specie AUD ord 170 170 |
| BlackRock Advisors,LLC 27-Oct-16 yes |
10.00 on mkt buy AUD ord 3,842 3,842 |
| BlackRock Fund Advisors 27-Oct-16 no |
n/a in specie AUD ord 16,930 16,930 |
| BlackRock Investment Management,LLC 28-Oct-16 yes |
10.00 on mkt buy AUD ord 11,590 11,590 |
| BlackRock Investment Management,LLC 28-Oct-16 no |
n/a in specie AUD ord 5,362 5,362 |
| BlackRock Advisors(UK)Limited 28-Oct-16 yes |
10.00 on mkt buy AUD ord 1,330 1,330 |
| BlackRock Investment Management (UK) Limited 28-Oct-16 no |
n/a in specie AUD ord 322,092 322,092 |
| BlackRock Fund Advisors 28-Oct-16 no |
n/a in specie AUD ord 16,930 16,930 |
| BlackRock Fund Advisors 31-Oct-16 no |
n/a in specie AUD ord 3,277 3,277 |
| BlackRock Fund Advisors 31-Oct-16 no |
n/a in specie AUD ord 170 170 |
| BlackRock Investment Management (UK) Limited 31-Oct-16 yes |
10.00 on mkt buy AUD ord 17,583 17,583 |
| BlackRock Investment Management (UK) Limited 31-Oct-16 yes |
10.00 on mkt buy AUD ord 26,104 26,104 |
| BlackRock Investment Management (UK) Limited 01-Nov-16 yes |
10.00 on mkt buy AUD ord 12,508 12,508 |
| BlackRock Advisors(UK)Limited 01-Nov-16 yes |
10.00 on mkt buy AUD ord 2,898 2,898 |
| BlackRock Advisors(UK)Limited 01-Nov-16 yes |
10.00 on mkt buy AUD ord 975 975 |
| BlackRock Advisors(UK)Limited 01-Nov-16 yes |
10.00 on mkt buy AUD ord 681 681 |
| BlackRock Investment Management,LLC 02-Nov-16 no |
n/a in specie AUD ord 13,087 13,087 |
| BlackRock Investment Management,LLC 02-Nov-16 no |
n/a in specie AUD ord 13,147 13,147 |
| BlackRock Fund Advisors 02-Nov-16 yes |
10.00 on mkt buy AUD ord 6,152 6,152 |
| BlackRock Advisors(UK)Limited 02-Nov-16 yes |
10.00 on mkt buy AUD ord 2,090 2,090 |
| BlackRock Advisors(UK)Limited 02-Nov-16 yes |
10.00 on mkt buy AUD ord 452 452 |
| BlackRock Advisors(UK)Limited 03-Nov-16 yes |
10.00 on mkt buy AUD ord 4,732 4,732 |
| BlackRock Advisors(UK)Limited 03-Nov-16 yes |
10.00 on mkt buy AUD ord 2,910 2,910 |
| BlackRock Advisors(UK)Limited 03-Nov-16 yes |
10.00 on mkt buy AUD ord 190 190 |
| BlackRock Investment Management,LLC 03-Nov-16 yes |
10.00 on mkt buy AUD ord 2,869 2,869 |
| BlackRock Fund Advisors 03-Nov-16 no |
n/a in specie AUD ord 16,930 16,930 |
| BlackRock Fund Advisors 04-Nov-16 no |
n/a in specie AUD ord 6,554 6,554 |
| BlackRock Advisors(UK)Limited 04-Nov-16 yes |
10.00 on mkt buy AUD ord 1,448 1,448 |
| BlackRock Fund Advisors 07-Nov-16 no |
n/a in specie AUD ord 6,554 6,554 |
| BlackRock Advisors(UK)Limited 07-Nov-16 yes |
10.00 on mkt buy AUD ord 2,280 2,280 |
| BlackRock Advisors(UK)Limited 08-Nov-16 no |
n/a in specie AUD ord 3,761 3,761 |
| BlackRock Investment Management (Australia) Limited 08-Nov-16 yes |
10.00 on mkt buy AUD ord 4,825 4,825 |
| BlackRock Advisors(UK)Limited 09-Nov-16 yes |
10.00 on mkt buy AUD ord 1,450 1,450 |
| BlackRock Advisors(UK)Limited 10-Nov-16 yes |
10.00 on mkt buy AUD ord 380 380 |
| BlackRock Advisors(UK)Limited 10-Nov-16 yes |
10.00 on mkt buy AUD ord 672 672 |
| BlackRock Investment Management,LLC 10-Nov-16 yes |
10.00 on mkt buy AUD ord 977 977 |
| BlackRock Fund Advisors 10-Nov-16 no |
n/a in specie AUD ord 20,316 20,316 |
| BlackRock Fund Advisors 11-Nov-16 no |
n/a in specie AUD ord 3,277 3,277 |
| BlackRock Advisors(UK)Limited 11-Nov-16 yes |
10.00 on mkt buy AUD ord 5,804 5,804 |
| BlackRock Advisors(UK)Limited 11-Nov-16 yes |
10.00 on mkt buy AUD ord 760 760 |
| BlackRock Investment Management (UK) Limited 11-Nov-16 no |
n/a in specie AUD ord 6,481 6,481 |
| BlackRock Fund Advisors 14-Nov-16 no |
n/a in specie AUD ord 1,520 1,520 |
| BlackRock Fund Advisors 14-Nov-16 no |
n/a in specie AUD ord 6,193 6,193 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
10.00 on mkt buy AUD ord 5,796 5,796 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
10.00 on mkt buy AUD ord 1,460 1,460 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
10.00 on mkt buy AUD ord 2,660 2,660 |
page 3 of 9
TWE
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
10.00 on mkt buy AUD ord 388 388 |
| BlackRock Advisors(UK)Limited 14-Nov-16 yes |
10.00 on mkt buy AUD ord 1,158 1,158 |
| BlackRock Institutional Trust Company, National Association 14-Nov-16 no |
n/a in specie AUD ord 17,799 17,799 |
| BlackRock Fund Advisors 15-Nov-16 no |
n/a in specie AUD ord 2,805 2,805 |
| BlackRock Advisors(UK)Limited 15-Nov-16 yes |
10.00 on mkt buy AUD ord 2,918 2,918 |
| BlackRock Fund Advisors 15-Nov-16 no |
n/a in specie AUD ord 170 170 |
| BlackRock Fund Advisors 16-Nov-16 no |
n/a in specie AUD ord 2,244 2,244 |
| BlackRock Fund Advisors 16-Nov-16 no |
n/a in specie AUD ord 2,805 2,805 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
10.00 on mkt buy AUD ord 1,453 1,453 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
10.00 on mkt buy AUD ord 5,812 5,812 |
| BlackRock Advisors(UK)Limited 16-Nov-16 yes |
10.00 on mkt buy AUD ord 306 306 |
| BlackRock Investment Management (Australia) Limited 16-Nov-16 yes |
10.00 on mkt buy AUD ord 1,720 1,720 |
| BlackRock Financial Management,Inc. 16-Nov-16 yes |
10.00 on mkt buy AUD ord 9,340 9,340 |
| BlackRock Investment Management (Australia) Limited 17-Nov-16 yes |
10.00 on mkt buy AUD ord 2,076 2,076 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
10.00 on mkt buy AUD ord 5,369 5,369 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
10.00 on mkt buy AUD ord 52,999 52,999 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 2,128 2,128 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 3,952 3,952 |
| BlackRock Fund Advisors 17-Nov-16 no |
n/a in specie AUD ord 9,503 9,503 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
10.00 on mkt buy AUD ord 2,906 2,906 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
10.00 on mkt buy AUD ord 4,401 4,401 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
10.00 on mkt buy AUD ord 42,284 42,284 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
10.00 on mkt buy AUD ord 1,146 1,146 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
10.00 on mkt buy AUD ord 612 612 |
| BlackRock Advisors(UK)Limited 17-Nov-16 yes |
10.00 on mkt buy AUD ord 1,377 1,377 |
| BlackRock Fund Advisors 18-Nov-16 no |
n/a in specie AUD ord 1,110 1,110 |
| BlackRock Advisors(UK)Limited 18-Nov-16 yes |
10.00 on mkt buy AUD ord 4,398 4,398 |
| BlackRock Advisors(UK)Limited 18-Nov-16 yes |
10.00 on mkt buy AUD ord 19,058 19,058 |
| BlackRock Advisors(UK)Limited 18-Nov-16 yes |
10.00 on mkt buy AUD ord 245 245 |
| BlackRock Fund Advisors 18-Nov-16 no |
n/a in specie AUD ord 34,086 34,086 |
| BlackRock Advisors(UK)Limited 21-Nov-16 no |
n/a in specie AUD ord 7,475 7,475 |
| BlackRock Investment Management (UK) Limited 21-Nov-16 no |
n/a in specie AUD ord 7,321 7,321 |
| BlackRock Advisors(UK)Limited 21-Nov-16 yes |
10.00 on mkt buy AUD ord 5,812 5,812 |
| BlackRock Advisors(UK)Limited 22-Nov-16 yes |
10.00 on mkt buy AUD ord 1,453 1,453 |
| BlackRock Advisors(UK)Limited 22-Nov-16 yes |
10.00 on mkt buy AUD ord 1,146 1,146 |
| BlackRock Fund Advisors 23-Nov-16 no |
n/a in specie AUD ord 1,520 1,520 |
| BlackRock Fund Advisors 23-Nov-16 no |
n/a in specie AUD ord 1,110 1,110 |
| BlackRock Fund Advisors 23-Nov-16 no |
n/a in specie AUD ord 3,700 3,700 |
| BlackRock Advisors(UK)Limited 23-Nov-16 yes |
10.00 on mkt buy AUD ord 382 382 |
| BlackRock Fund Advisors 25-Nov-16 no |
n/a in specie AUD ord 5,031 5,031 |
| BlackRock Advisors(UK)Limited 28-Nov-16 yes |
10.00 on mkt buy AUD ord 1,158 1,158 |
| BlackRock Advisors(UK)Limited 28-Nov-16 yes |
10.00 on mkt buy AUD ord 612 612 |
| BlackRock Investment Management (Australia) Limited 29-Nov-16 yes |
10.00 on mkt buy AUD ord 2,076 2,076 |
| BlackRock Fund Advisors 29-Nov-16 no |
n/a in specie AUD ord 4,472 4,472 |
| BlackRock Advisors(UK)Limited 29-Nov-16 yes |
10.00 on mkt buy AUD ord 1,454 1,454 |
| BlackRock Advisors(UK)Limited 29-Nov-16 yes |
10.00 on mkt buy AUD ord 955 955 |
| BlackRock Advisors(UK)Limited 29-Nov-16 yes |
10.00 on mkt buy AUD ord 459 459 |
| BlackRock Fund Advisors 29-Nov-16 no |
n/a in specie AUD ord 16,930 16,930 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
10.00 on mkt buy AUD ord 12,227 12,227 |
| BlackRock Asset Management Canada Limited 30-Nov-16 yes |
10.00 on mkt buy AUD ord 24,118 24,118 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
10.00 on mkt buy AUD ord 55,649 55,649 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
10.00 on mkt buy AUD ord 59,771 59,771 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
10.00 on mkt buy AUD ord 39,700 39,700 |
| BlackRock Fund Advisors 30-Nov-16 yes |
10.00 on mkt buy AUD ord 2,491 2,491 |
| BlackRock Fund Advisors 30-Nov-16 yes |
10.00 on mkt buy AUD ord 2,676 2,676 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
10.00 on mkt buy AUD ord 11,497 11,497 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
10.00 on mkt buy AUD ord 8,405 8,405 |
| BlackRock Advisors(UK)Limited 30-Nov-16 yes |
10.00 on mkt buy AUD ord 15,472 15,472 |
| BlackRock Fund Advisors 30-Nov-16 yes |
10.00 on mkt buy AUD ord 366 366 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
10.00 on mkt buy AUD ord 4,221 4,221 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
10.00 on mkt buy AUD ord 3,929 3,929 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
10.00 on mkt buy AUD ord 9,518 9,518 |
page 4 of 9
TWE
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 30-Nov-16 yes |
10.00 on mkt buy AUD ord 2,340 2,340 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
10.00 on mkt buy AUD ord 6,219 6,219 |
| BlackRock Investment Management,LLC 30-Nov-16 yes |
10.00 on mkt buy AUD ord 148 148 |
| BlackRock Investment Management,LLC 30-Nov-16 yes |
10.00 on mkt buy AUD ord 159 159 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
10.00 on mkt buy AUD ord 59,040 59,040 |
| BlackRock Institutional Trust Company, National Association 30-Nov-16 yes |
10.00 on mkt buy AUD ord 63,413 63,413 |
| BlackRock Institutional Trust Company, National Association 01-Dec-16 yes |
11.00 on mkt buy AUD ord 40,873 40,873 |
| BlackRock Japan Co.,Ltd. 02-Dec-16 yes |
10.00 on mkt buy AUD ord 2,998 2,998 |
| BlackRock Fund Advisors 02-Dec-16 no |
n/a in specie AUD ord 5,630 5,630 |
| BlackRock Fund Advisors 02-Dec-16 yes |
10.00 on mkt buy AUD ord 5,345 5,345 |
| BlackRock Fund Advisors 02-Dec-16 no |
n/a in specie AUD ord 935 935 |
| BlackRock Investment Management (Australia) Limited 05-Dec-16 yes |
10.00 on mkt buy AUD ord 1,756 1,756 |
| BlackRock Japan Co.,Ltd. 05-Dec-16 yes |
10.00 on mkt buy AUD ord 2,997 2,997 |
| BlackRock Fund Advisors 06-Dec-16 no |
n/a in specie AUD ord 1,110 1,110 |
| BlackRock Fund Advisors 06-Dec-16 no |
n/a in specie AUD ord 2,220 2,220 |
| BlackRock Advisors(UK)Limited 06-Dec-16 yes |
10.00 on mkt buy AUD ord 8,652 8,652 |
| BlackRock Investment Management (UK) Limited 06-Dec-16 yes |
10.00 on mkt buy AUD ord 11,984 11,984 |
| BlackRock Institutional Trust Company, National Association 06-Dec-16 yes |
10.00 on mkt buy AUD ord 6,902 6,902 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 2,815 2,815 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 8,445 8,445 |
| BlackRock Investment Management (Australia) Limited 07-Dec-16 yes |
10.00 on mkt buy AUD ord 6,944 6,944 |
| BlackRock Institutional Trust Company, National Association 07-Dec-16 no |
n/a in specie AUD ord 17,437 17,437 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 13,528 13,528 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 13,528 13,528 |
| BlackRock Fund Advisors 07-Dec-16 no |
n/a in specie AUD ord 10,146 10,146 |
| BlackRock Investment Management (Australia) Limited 09-Dec-16 yes |
10.00 on mkt buy AUD ord 2,170 2,170 |
| BlackRock Investment Management (Australia) Limited 09-Dec-16 yes |
10.00 on mkt buy AUD ord 2,559 2,559 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 1,877 1,877 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 622 622 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 718 718 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 1,246 1,246 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 1,310 1,310 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a in specie AUD ord 1,653 1,653 |
| BlackRock Financial Management, Inc. 09-Dec-16 no |
n/a collateral transfer AUD ord 18,804 18,804 |
| BlackRock Investment Management (UK) Limited 09-Dec-16 no |
n/a collateral transfer AUD ord 1,065,716 1,065,716 |
| BlackRock Fund Advisors 09-Dec-16 no |
n/a in specie AUD ord 8,420 8,420 |
| BlackRock Fund Advisors 09-Dec-16 no |
n/a in specie AUD ord 5,630 5,630 |
| BlackRock Advisors(UK)Limited 09-Dec-16 yes |
10.00 on mkt buy AUD ord 1,592 1,592 |
| BlackRock Advisors(UK)Limited 09-Dec-16 yes |
10.00 on mkt buy AUD ord 1,156 1,156 |
| BlackRock Fund Advisors 09-Dec-16 no |
n/a in specie AUD ord 10,146 10,146 |
| BlackRock Institutional Trust Company, National Association 12-Dec-16 yes |
10.00 on mkt buy AUD ord 14,953 14,953 |
| BlackRock Advisors (UK) Limited 12-Dec-16 no |
n/a collateral transfer AUD ord 1,086,664 1,086,664 |
| BlackRock Advisors(UK)Limited 12-Dec-16 yes |
10.00 on mkt buy AUD ord 1,442 1,442 |
| BlackRock Advisors(UK)Limited 12-Dec-16 yes |
10.00 on mkt buy AUD ord 1,467 1,467 |
| BlackRock Fund Advisors 12-Dec-16 no |
n/a in specie AUD ord 170 170 |
| BlackRock Japan Co.,Ltd. 12-Dec-16 yes |
10.00 on mkt buy AUD ord 621 621 |
| BlackRock Capital Management, Inc. 13-Dec-16 no |
n/a collateral transfer AUD ord 1,638 1,638 |
| BlackRock Investment Management (UK) Limited 13-Dec-16 no |
n/a collateral transfer AUD ord 1,080,410 1,080,410 |
| BlackRock Fund Advisors 13-Dec-16 no |
n/a in specie AUD ord 3,941 3,941 |
| BlackRock Fund Advisors 13-Dec-16 no |
n/a in specie AUD ord 2,804 2,804 |
page 5 of 9
TWE
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 14-Dec-16 no |
n/a collateral transfer AUD ord 1,078,160 1,078,160 |
| BlackRock Institutional Trust Company, National Association 14-Dec-16 no |
n/a in specie AUD ord 8,504 8,504 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 14,735 14,735 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 7,319 7,319 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 5,630 5,630 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 3,505 3,505 |
| BlackRock Advisors(UK)Limited 14-Dec-16 yes |
10.00 on mkt buy AUD ord 608 608 |
| BlackRock Fund Advisors 14-Dec-16 no |
n/a in specie AUD ord 170 170 |
| BlackRock Investment Management (Australia) Limited 15-Dec-16 yes |
10.00 on mkt buy AUD ord 71,937 71,937 |
| BlackRock (Singapore) Limited 15-Dec-16 no |
n/a collateral transfer AUD ord 186,116 186,116 |
| BlackRock Financial Management, Inc. 15-Dec-16 no |
n/a collateral transfer AUD ord 271,633 271,633 |
| BlackRock Investment Management, LLC 15-Dec-16 no |
n/a collateral transfer AUD ord 18,555 18,555 |
| BlackRock Investment Management (UK) Limited 15-Dec-16 no |
n/a collateral transfer AUD ord 603,064 603,064 |
| BlackRock Fund Advisors 15-Dec-16 no |
n/a in specie AUD ord 1,480 1,480 |
| BlackRock Fund Advisors 15-Dec-16 no |
n/a in specie AUD ord 4,210 4,210 |
| BlackRock Advisors (UK) Limited 16-Dec-16 no |
n/a collateral transfer AUD ord 1,076,584 1,076,584 |
| BlackRock Investment Management (UK) Limited 16-Dec-16 yes |
10.00 on mkt buy AUD ord 7,108 7,108 |
| BlackRock Investment Management (UK) Limited 16-Dec-16 yes |
10.00 on mkt buy AUD ord 17,167 17,167 |
| BlackRock Fund Advisors 16-Dec-16 no |
n/a in specie AUD ord 1,850 1,850 |
| BlackRock Fund Advisors 16-Dec-16 no |
n/a in specie AUD ord 12,630 12,630 |
| BlackRock Institutional Trust Company, National Association 16-Dec-16 yes |
10.00 on mkt buy AUD ord 23,351 23,351 |
| BlackRock Asset Management Canada Limited 16-Dec-16 yes |
10.00 on mkt buy AUD ord 2,729 2,729 |
| BlackRock Investment Management (UK) Limited 16-Dec-16 yes |
10.00 on mkt buy AUD ord 65,378 65,378 |
| BlackRock Investment Management (Australia) Limited 19-Dec-16 yes |
10.00 on mkt buy AUD ord 1,252 1,252 |
| BlackRock Investment Management (UK) Limited 19-Dec-16 no |
n/a collateral transfer AUD ord 78,767 78,767 |
| BlackRock Asset Management North Asia Limited 19-Dec-16 no |
n/a collateral transfer AUD ord 32,812 32,812 |
| BlackRock Investment Management (Australia) Limited 19-Dec-16 no |
n/a in specie AUD ord 311,211 311,211 |
| BlackRock Investment Management (Australia) Limited 19-Dec-16 yes |
10.00 on mkt buy AUD ord 5,208 5,208 |
| BlackRock Asset Management Canada Limited 19-Dec-16 yes |
10.00 on mkt buy AUD ord 2,129 2,129 |
| BlackRock Advisors(UK)Limited 19-Dec-16 yes |
10.00 on mkt buy AUD ord 245 245 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
10.00 on mkt buy AUD ord 3,811 3,811 |
| BlackRock Investment Management (Australia) Limited 20-Dec-16 yes |
10.00 on mkt buy AUD ord 8,793 8,793 |
| BlackRock Advisors (UK) Limited 21-Dec-16 no |
n/a collateral transfer AUD ord 1,078,216 1,078,216 |
| BlackRock Advisors(UK)Limited 21-Dec-16 yes |
10.00 on mkt buy AUD ord 2,189 2,189 |
| BlackRock Advisors(UK)Limited 21-Dec-16 yes |
10.00 on mkt buy AUD ord 190 190 |
| BlackRock Investment Management (Australia) Limited 21-Dec-16 yes |
10.00 on mkt buy AUD ord 4,805 4,805 |
| BlackRock Advisors (UK) Limited 22-Dec-16 no |
n/a collateral transfer AUD ord 1,008 1,008 |
| BlackRock Investment Management, LLC 22-Dec-16 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management (UK) Limited 22-Dec-16 no |
n/a collateral transfer AUD ord 2 2 |
| BlackRock Investment Management (UK) Limited 22-Dec-16 yes |
10.00 on mkt buy AUD ord 1,840 1,840 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 1,520 1,520 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 1,480 1,480 |
| BlackRock Fund Advisors 22-Dec-16 no |
n/a in specie AUD ord 1,850 1,850 |
| BlackRock Fund Advisors 23-Dec-16 no |
n/a in specie AUD ord 16,712 16,712 |
| BlackRock Fund Advisors 23-Dec-16 yes |
10.00 on mkt buy AUD ord 6,622 6,622 |
| BlackRock Japan Co., Ltd. 27-Dec-16 no |
n/a collateral transfer AUD ord 2,910 2,910 |
page 6 of 9
TWE
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 27-Dec-16 no |
n/a collateral transfer AUD ord 1,020,938 1,020,938 |
| BlackRock Fund Advisors 27-Dec-16 no |
n/a in specie AUD ord 1,110 1,110 |
| BlackRock Advisors (UK) Limited 28-Dec-16 no |
n/a collateral transfer AUD ord 2,910 2,910 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 1,520 1,520 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 4,178 4,178 |
| BlackRock Fund Advisors 28-Dec-16 yes |
10.00 on mkt buy AUD ord 16,247 16,247 |
| BlackRock Fund Advisors 28-Dec-16 yes |
10.00 on mkt buy AUD ord 5,891 5,891 |
| BlackRock Fund Advisors 28-Dec-16 no |
n/a in specie AUD ord 1,674 1,674 |
| BlackRock Fund Advisors 29-Dec-16 no |
n/a in specie AUD ord 5,580 5,580 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
10.00 on mkt buy AUD ord 1,443 1,443 |
| BlackRock Advisors(UK)Limited 29-Dec-16 yes |
10.00 on mkt buy AUD ord 2,886 2,886 |
| BlackRock Japan Co., Ltd. 30-Dec-16 no |
n/a collateral transfer AUD ord 36,906 36,906 |
| BlackRock Financial Management, Inc. 30-Dec-16 no |
n/a collateral transfer AUD ord 28,553 28,553 |
| BlackRock Investment Management, LLC 30-Dec-16 no |
n/a collateral transfer AUD ord 98,418 98,418 |
| BlackRock Investment Management (UK) Limited 30-Dec-16 no |
n/a collateral transfer AUD ord 385,809 385,809 |
| BlackRock Asset Management North Asia Limited 30-Dec-16 no |
n/a collateral transfer AUD ord 34,203 34,203 |
| BlackRock Advisors(UK)Limited 30-Dec-16 yes |
10.00 on mkt buy AUD ord 597 597 |
| BlackRock Advisors(UK)Limited 30-Dec-16 yes |
10.00 on mkt buy AUD ord 532 532 |
| BlackRock Institutional Trust Company, National Association 30-Dec-16 yes |
10.00 on mkt buy AUD ord 1,147 1,147 |
| BlackRock Japan Co., Ltd. 03-Jan-17 no |
n/a collateral transfer AUD ord 2,249 2,249 |
| BlackRock Advisors (UK) Limited 03-Jan-17 no |
n/a collateral transfer AUD ord 3,040 3,040 |
| BlackRock Financial Management, Inc. 03-Jan-17 no |
n/a collateral transfer AUD ord 1,781 1,781 |
| BlackRock Investment Management, LLC 03-Jan-17 no |
n/a collateral transfer AUD ord 10,112 10,112 |
| BlackRock Asset Management North Asia Limited 03-Jan-17 no |
n/a collateral transfer AUD ord 2,084 2,084 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 no |
n/a in specie AUD ord 27,845 27,845 |
| BlackRock Investment Management (UK) Limited 03-Jan-17 no |
n/a collateral transfer AUD ord 518,281 518,281 |
| BlackRock Institutional Trust Company, National Association 03-Jan-17 no |
n/a in specie AUD ord 21,400 21,400 |
| BlackRock Fund Advisors 03-Jan-17 no |
n/a in specie AUD ord 13,284 13,284 |
| BlackRock Advisors (UK) Limited 04-Jan-17 no |
n/a collateral transfer AUD ord 873,103 873,103 |
| BlackRock Fund Advisors 04-Jan-17 no |
n/a in specie AUD ord 5,580 5,580 |
| BlackRock Advisors(UK)Limited 04-Jan-17 yes |
10.00 on mkt buy AUD ord 1,520 1,520 |
| BlackRock Investment Management (UK) Limited 05-Jan-17 no |
n/a collateral transfer AUD ord 164,160 164,160 |
| BlackRock Investment Management (UK) Limited 05-Jan-17 yes |
10.00 on mkt buy AUD ord 760 760 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 2,432 2,432 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 16,712 16,712 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 6,384 6,384 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 6,696 6,696 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 7,812 7,812 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 1,488 1,488 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
10.00 on mkt buy AUD ord 1,194 1,194 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
10.00 on mkt buy AUD ord 199 199 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
10.00 on mkt buy AUD ord 225 225 |
| BlackRock Advisors(UK)Limited 05-Jan-17 yes |
10.00 on mkt buy AUD ord 225 225 |
| BlackRock Fund Advisors 05-Jan-17 no |
n/a in specie AUD ord 170 170 |
| BlackRock Advisors (UK) Limited 06-Jan-17 no |
n/a collateral transfer AUD ord 67,612 67,612 |
| BlackRock Fund Advisors 06-Jan-17 no |
n/a in specie AUD ord 3,192 3,192 |
| BlackRock Advisors(UK)Limited 06-Jan-17 yes |
10.00 on mkt buy AUD ord 1,918 1,918 |
| BlackRock Advisors(UK)Limited 06-Jan-17 yes |
10.00 on mkt buy AUD ord 768 768 |
| BlackRock Investment Management,LLC 06-Jan-17 yes |
10.00 on mkt buy AUD ord 1,171 1,171 |
| BlackRock Fund Advisors 06-Jan-17 no |
n/a in specie AUD ord 33,210 33,210 |
| BlackRock Advisors (UK) Limited 09-Jan-17 no |
n/a collateral transfer AUD ord 90,800 90,800 |
| BlackRock Fund Advisors 09-Jan-17 no |
n/a in specie AUD ord 4,178 4,178 |
| BlackRock Fund Advisors 09-Jan-17 no |
n/a in specie AUD ord 10,445 10,445 |
page 7 of 9
TWE
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co., Ltd. 10-Jan-17 no |
n/a collateral transfer AUD ord 45,390 45,390 |
| BlackRock Financial Management, Inc. 10-Jan-17 no |
n/a collateral transfer AUD ord 41,471 41,471 |
| BlackRock Investment Management, LLC 10-Jan-17 no |
n/a collateral transfer AUD ord 173,535 173,535 |
| BlackRock Investment Management (UK) Limited 10-Jan-17 no |
n/a collateral transfer AUD ord 630,084 630,084 |
| BlackRock Asset Management North Asia Limited 10-Jan-17 no |
n/a collateral transfer AUD ord 51,081 51,081 |
| BlackRock Fund Advisors 10-Jan-17 no |
n/a in specie AUD ord 5,608 5,608 |
| BlackRock Japan Co., Ltd. 11-Jan-17 no |
n/a collateral transfer AUD ord 7,058 7,058 |
| BlackRock Financial Management, Inc. 11-Jan-17 no |
n/a collateral transfer AUD ord 7,941 7,941 |
| BlackRock Investment Management, LLC 11-Jan-17 no |
n/a collateral transfer AUD ord 33,109 33,109 |
| BlackRock Asset Management North Asia Limited 11-Jan-17 no |
n/a collateral transfer AUD ord 11,378 11,378 |
| BlackRock Fund Advisors 11-Jan-17 no |
n/a in specie AUD ord 7,254 7,254 |
| BlackRock Investment Management (UK) Limited 12-Jan-17 no |
n/a in specie AUD ord 2,261 2,261 |
| BlackRock Advisors (UK) Limited 12-Jan-17 no |
n/a collateral transfer AUD ord 923,152 923,152 |
| BlackRock Fund Advisors 12-Jan-17 no |
n/a in specie AUD ord 5,580 5,580 |
| BlackRock Fund Advisors 12-Jan-17 no |
n/a in specie AUD ord 16,605 16,605 |
| BlackRock Asset Management North Asia Limited 13-Jan-17 yes |
10.00 on mkt buy AUD ord 5,080 5,080 |
| BlackRock Japan Co., Ltd. 13-Jan-17 no |
n/a collateral transfer AUD ord 249,347 249,347 |
| BlackRock Advisors (UK) Limited 13-Jan-17 no |
n/a collateral transfer AUD ord 360 360 |
| BlackRock Institutional Trust Company, National Association 13-Jan-17 no |
n/a in specie AUD ord 2,993 2,993 |
| BlackRock Investment Management (UK) Limited 13-Jan-17 yes |
10.00 on mkt buy AUD ord 1,876 1,876 |
| BlackRock Fund Advisors 13-Jan-17 no |
n/a in specie AUD ord 8,370 8,370 |
| BlackRock Fund Advisors 13-Jan-17 no |
n/a in specie AUD ord 464 464 |
| BlackRock Fund Advisors 13-Jan-17 no |
n/a in specie AUD ord 13,284 13,284 |
| BlackRock Investment Management (Australia) Limited 16-Jan-17 yes |
10.00 on mkt buy AUD ord 44,112 44,112 |
| BlackRock Capital Management, Inc. 16-Jan-17 no |
n/a collateral transfer AUD ord 1,936 1,936 |
| BlackRock Investment Management (UK) Limited 16-Jan-17 no |
n/a collateral transfer AUD ord 909,496 909,496 |
| BlackRock Advisors(UK)Limited 16-Jan-17 yes |
10.00 on mkt buy AUD ord 4,392 4,392 |
| BlackRock Investment Management (Australia) Limited 16-Jan-17 yes |
10.00 on mkt buy AUD ord 3,036 3,036 |
| BlackRock Advisors(UK)Limited 17-Jan-17 yes |
10.00 on mkt buy AUD ord 1,592 1,592 |
| BlackRock Advisors(UK)Limited 17-Jan-17 yes |
10.00 on mkt buy AUD ord 533 533 |
| BlackRock Institutional Trust Company, National Association 17-Jan-17 no |
n/a in specie AUD ord 17,507 17,507 |
| BlackRock Fund Advisors 17-Jan-17 no |
n/a in specie AUD ord 13,284 13,284 |
| BlackRock Advisors (UK) Limited 18-Jan-17 no |
n/a collateral transfer AUD ord 898,832 898,832 |
| BlackRock Fund Advisors 18-Jan-17 no |
n/a in specie AUD ord 8,370 8,370 |
| BlackRock Advisors(UK)Limited 18-Jan-17 yes |
11.00 on mkt buy AUD ord 2,884 2,884 |
| BlackRock Financial Management,Inc. 19-Jan-17 yes |
11.00 on mkt buy AUD ord 1,502 1,502 |
| BlackRock Investment Management (UK) Limited 19-Jan-17 no |
n/a collateral transfer AUD ord 76,440 76,440 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
11.00 on mkt buy AUD ord 1,442 1,442 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
11.00 on mkt buy AUD ord 1,442 1,442 |
| BlackRock Advisors(UK)Limited 19-Jan-17 yes |
11.00 on mkt buy AUD ord 1,393 1,393 |
| BlackRock Japan Co., Ltd. 20-Jan-17 no |
n/a collateral transfer AUD ord 41,780 41,780 |
| BlackRock Financial Management, Inc. 20-Jan-17 no |
n/a collateral transfer AUD ord 48,837 48,837 |
| BlackRock Investment Management, LLC 20-Jan-17 no |
n/a collateral transfer AUD ord 189,035 189,035 |
| BlackRock Investment Management (UK) Limited 20-Jan-17 no |
n/a collateral transfer AUD ord 441,570 441,570 |
| BlackRock Asset Management North Asia Limited 20-Jan-17 no |
n/a collateral transfer AUD ord 79,874 79,874 |
| BlackRock Advisors(UK)Limited 20-Jan-17 yes |
11.00 on mkt buy AUD ord 1,194 1,194 |
page 8 of 9
TWE
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 23-Jan-17 no |
n/a collateral transfer AUD ord 874,040 874,040 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 10,044 10,044 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 5,580 5,580 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 11,718 11,718 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 71,796 71,796 |
| BlackRock Advisors(UK)Limited 23-Jan-17 yes |
11.00 on mkt buy AUD ord 4,326 4,326 |
| BlackRock Advisors(UK)Limited 23-Jan-17 yes |
11.00 on mkt buy AUD ord 247 247 |
| BlackRock Fund Advisors 23-Jan-17 no |
n/a in specie AUD ord 170 170 |
| BlackRock Investment Management (Australia) Limited 24-Jan-17 yes |
11.00 on mkt buy AUD ord 12,910 12,910 |
| BlackRock Japan Co., Ltd. 24-Jan-17 no |
n/a collateral transfer AUD ord 859,023 859,023 |
| BlackRock Capital Management, Inc. 24-Jan-17 no |
n/a collateral transfer AUD ord 1,726 1,726 |
| BlackRock Investment Management (UK) Limited 24-Jan-17 no |
n/a collateral transfer AUD ord 866,114 866,114 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 8,356 8,356 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 6,696 6,696 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 5,022 5,022 |
| BlackRock Fund Advisors 24-Jan-17 no |
n/a in specie AUD ord 2,232 2,232 |
page 9 of 9
TWE
Annexure C
This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder
26-Jan-17 Kayla Mulvihill, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Capital Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland, United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
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TWE
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 26-Jan-17 Kayla Mulvihill, Authorised Signatory Date |
26-Jan-17 Kayla Mulvihill, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to TREASURY WINE ESTATES LTD or the Australian Securities and Investments Commission upon request.
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