AI assistant
Traws Pharma, Inc. — Director's Dealing 2019
Sep 20, 2019
35199_dirs_2019-09-20_317edd95-807b-4035-b8b3-fd4f2492ebe5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Onconova Therapeutics, Inc. (ONTX)
CIK: 0001130598
Period of Report: 2019-09-18
Reporting Person: 683 Capital Management, LLC (Former 10% Owner)
Reporting Person: 683 Capital Partners, LP (10% Owner)
Reporting Person: Zweiman Ari (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-18 | Common Stock, $0.01 par value | S | 118726 | $2.1776 | Disposed | 848151 | Indirect |
| 2019-09-18 | Common Stock, $0.01 par value | S | 93286 | $1.856 | Disposed | 754865 | Indirect |
| 2019-09-18 | Common Stock, $0.01 par value | S | 173332 | $2.1776 | Disposed | 581533 | Indirect |
| 2019-09-18 | Common Stock, $0.01 par value | S | 120000 | $1.8182 | Disposed | 461533 | Indirect |
| 2019-09-18 | Common Stock, $0.01 par value | S | 1533 | $2.2022 | Disposed | 460000 | Indirect |
Footnotes
F1: This Form 4 is filed jointly by 683 Capital Management, LLC ("683 Management"), 683 Capital Partners, LP ("683 Partners") and Ari Zweiman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that no longer collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents securities held directly by 683 Partners. 683 Management is the investment manager of 683 Partners. Ari Zweiman is the Managing Member of 683 Management. As a result, each of 683 Management and Ari Zweiman may be deemed to beneficially own the securities held by 683 Partners.