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Traws Pharma, Inc. Director's Dealing 2018

Aug 29, 2018

35199_dirs_2018-08-29_3965610a-2d38-42c1-8ef4-9ee81e8c1a14.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Onconova Therapeutics, Inc. (ONTX)
CIK: 0001130598
Period of Report: 2018-08-27

Reporting Person: Hoffman Michael B (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-08-27 Common Stock S 20000 $0.4535 Disposed 5811116 Indirect
2018-08-28 Common Stock S 20000 $0.4445 Disposed 5791116 Indirect
2018-08-28 Common Stock S 30000 $0.4569 Disposed 5761116 Indirect
2018-08-29 Common Stock S 29999.262 $0.4507 Disposed 5731116.738 Indirect

Footnotes

F1: These shares are held for the benefit of the reporting person's descendants. The reporting person's spouse is a trustee of the trust. The reporting person is a general agent of the trust.

F2: Includes (i) 19,951 options to purchase shares of Common Stock of the Issuer, which are immediately exercisable or will be exercisable within 60 days of the date hereof; (ii) 5,700,836.738 shares of Common Stock held by the Michael and Jane Hoffman 2018 Descendants Trust, of which Mr. Hoffman is donor (which includes 2,211,765 shares of Common Stock issuable upon the exercise of warrants for 55,294.125 shares of Series B Preferred Stock that convert into shares of Common Stock and 396,633 shares of Common Stock issuable upon the exercise of warrants, all of which are immediately exercisable or exercisable within 60 days hereof); and (iii) 8,453 shares of Common Stock held by the Michael and Jane Hoffman 2013 Descendants Trust (Non-GST Exempt Trust), of which Mr. Hoffman is donor.