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Traws Pharma, Inc. — Director's Dealing 2018
Aug 29, 2018
35199_dirs_2018-08-29_3965610a-2d38-42c1-8ef4-9ee81e8c1a14.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Onconova Therapeutics, Inc. (ONTX)
CIK: 0001130598
Period of Report: 2018-08-27
Reporting Person: Hoffman Michael B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-27 | Common Stock | S | 20000 | $0.4535 | Disposed | 5811116 | Indirect |
| 2018-08-28 | Common Stock | S | 20000 | $0.4445 | Disposed | 5791116 | Indirect |
| 2018-08-28 | Common Stock | S | 30000 | $0.4569 | Disposed | 5761116 | Indirect |
| 2018-08-29 | Common Stock | S | 29999.262 | $0.4507 | Disposed | 5731116.738 | Indirect |
Footnotes
F1: These shares are held for the benefit of the reporting person's descendants. The reporting person's spouse is a trustee of the trust. The reporting person is a general agent of the trust.
F2: Includes (i) 19,951 options to purchase shares of Common Stock of the Issuer, which are immediately exercisable or will be exercisable within 60 days of the date hereof; (ii) 5,700,836.738 shares of Common Stock held by the Michael and Jane Hoffman 2018 Descendants Trust, of which Mr. Hoffman is donor (which includes 2,211,765 shares of Common Stock issuable upon the exercise of warrants for 55,294.125 shares of Series B Preferred Stock that convert into shares of Common Stock and 396,633 shares of Common Stock issuable upon the exercise of warrants, all of which are immediately exercisable or exercisable within 60 days hereof); and (iii) 8,453 shares of Common Stock held by the Michael and Jane Hoffman 2013 Descendants Trust (Non-GST Exempt Trust), of which Mr. Hoffman is donor.