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Traws Pharma, Inc. — Director's Dealing 2016
Aug 11, 2016
35199_dirs_2016-08-10_3c6fe7de-4b29-4290-94e0-0ef89dd799eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Onconova Therapeutics, Inc. (ONTX)
CIK: 0001130598
Period of Report: 2016-07-26
Reporting Person: MARINO JAMES J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-01 | Common Stock | X | 24405 | $4.10 | Acquired | 24415 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-26 | Subscription Rights (right to buy) | $4.10 | X | 15 | Disposed | 2016-07-26 | See Footnote (15) | Direct |
| 2016-08-01 | Warrants (right to buy) | $4.92 | X | 18303 | Acquired | 2021-07-27 | Common Stock (18303) | Direct |
Footnotes
F1: The common stock and the warrants reported on this Form 4 were acquired pursuant to the exercise of subscription rights previously distributed by Onconova Therapeutics, Inc. (the "Company) to all holders of the Company's common stock. The subscription rights entitled each recipient thereof to purchase 1.5 units ("Units") for each share of stock owned. Each Unit consists of one share of the Company's common stock and 0.75 of a warrant, with each warrant representing the right to purchase one share of the Company's common stock. The purchase price for each Unit was $4.10. Shareholders could also subscribe for an additional allocation of Units, for which rights were not exercised. This allocation to shareholders was completed on August 1, 2016.
F2: Each warrant entitles the holder to purchase one share of the Company's common stock at an exercise price of $4.92 from the date of issuance through July 27, 2021.