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Traws Pharma, Inc. Director's Dealing 2013

Jul 25, 2013

35199_dirs_2013-07-24_371481d0-fc22-4971-8a97-96728b7ae3d7.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Onconova Therapeutics, Inc. (ONTX)
CIK: 0001130598
Period of Report: 2013-07-24

Reporting Person: Kumar Ramesh (Director, President and CEO)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 92911 Direct
Common Stock 150037 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Series A Convertible Preferred Stock $ Common Stock (4667) Direct
Series B Convertible Preferred Stock $ Common Stock (20645) Direct
Series C Convertible Preferred Stock $ Common Stock (983) Direct
Series D Convertible Preferred Stock $ Common Stock (2209) Direct
Series E Convertible Preferred Stock $ Common Stock (1084) Direct
Series F Convertible Preferred Stock $ Common Stock (500) Direct
Series G Convertible Preferred Stock $ Common Stock (765) Direct
Series H Convertible Preferred Stock $ Common Stock (500) Direct
Series I Convertible Preferred Stock $ Common Stock (100) Direct
Stock Option (right to purchase) $2.67 2016-01-01 Common Stock (5256) Direct
Stock Option (right to purchase) $6.00 2017-04-01 Common Stock (105026) Direct
Stock Option (right to purchase) $5.76 2020-03-17 Common Stock (18754) Direct
Stock Option (right to purchase) $5.76 2020-03-17 Common Stock (75018) Direct
Stock Option (right to purchase) $6.13 2020-12-10 Common Stock (52513) Direct
Stock Option (right to purchase) $6.13 2021-12-05 Common Stock (10335) Direct
Stock Option (right to purchase) $13.28 2022-12-19 Common Stock (93773) Direct
Stock Option (right to purchase) $13.28 2022-12-19 Common Stock (93773) Direct

Footnotes

F1: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.80-for-1 basis and has no expiration date.

F2: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.85-for-1 basis and has no expiration date.

F3: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.

F4: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.

F5: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.

F6: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.77-for-1 basis and has no expiration date.

F7: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date

F8: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.

F9: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.

F10: This option, representing a right to purchase a total of 75,018 shares of Common Stock, is immediately exercisable and vests over 4 years from March 17, 2010, with 25% vesting on March 17, 2011 and 75% vesting in 36 equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date.

F11: This option, representing a right to purchase a total of 93,773 shares of Common Stock, is immediately exercisable and vests over 4 years from December 18, 2012, with 25% vesting on December 18, 2013 and 75% vesting in 36 equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date

F12: The reporting person is the trustee of the trust.