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Traws Pharma, Inc. — Director's Dealing 2013
Jul 25, 2013
35199_dirs_2013-07-24_371481d0-fc22-4971-8a97-96728b7ae3d7.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Onconova Therapeutics, Inc. (ONTX)
CIK: 0001130598
Period of Report: 2013-07-24
Reporting Person: Kumar Ramesh (Director, President and CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 92911 | Direct |
| Common Stock | 150037 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Convertible Preferred Stock | $ | Common Stock (4667) | Direct | ||
| Series B Convertible Preferred Stock | $ | Common Stock (20645) | Direct | ||
| Series C Convertible Preferred Stock | $ | Common Stock (983) | Direct | ||
| Series D Convertible Preferred Stock | $ | Common Stock (2209) | Direct | ||
| Series E Convertible Preferred Stock | $ | Common Stock (1084) | Direct | ||
| Series F Convertible Preferred Stock | $ | Common Stock (500) | Direct | ||
| Series G Convertible Preferred Stock | $ | Common Stock (765) | Direct | ||
| Series H Convertible Preferred Stock | $ | Common Stock (500) | Direct | ||
| Series I Convertible Preferred Stock | $ | Common Stock (100) | Direct | ||
| Stock Option (right to purchase) | $2.67 | 2016-01-01 | Common Stock (5256) | Direct | |
| Stock Option (right to purchase) | $6.00 | 2017-04-01 | Common Stock (105026) | Direct | |
| Stock Option (right to purchase) | $5.76 | 2020-03-17 | Common Stock (18754) | Direct | |
| Stock Option (right to purchase) | $5.76 | 2020-03-17 | Common Stock (75018) | Direct | |
| Stock Option (right to purchase) | $6.13 | 2020-12-10 | Common Stock (52513) | Direct | |
| Stock Option (right to purchase) | $6.13 | 2021-12-05 | Common Stock (10335) | Direct | |
| Stock Option (right to purchase) | $13.28 | 2022-12-19 | Common Stock (93773) | Direct | |
| Stock Option (right to purchase) | $13.28 | 2022-12-19 | Common Stock (93773) | Direct |
Footnotes
F1: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.80-for-1 basis and has no expiration date.
F2: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.85-for-1 basis and has no expiration date.
F3: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.
F4: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.
F5: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.
F6: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.77-for-1 basis and has no expiration date.
F7: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date
F8: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.
F9: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.
F10: This option, representing a right to purchase a total of 75,018 shares of Common Stock, is immediately exercisable and vests over 4 years from March 17, 2010, with 25% vesting on March 17, 2011 and 75% vesting in 36 equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date.
F11: This option, representing a right to purchase a total of 93,773 shares of Common Stock, is immediately exercisable and vests over 4 years from December 18, 2012, with 25% vesting on December 18, 2013 and 75% vesting in 36 equal monthly installments thereafter, subject to continued service to the Issuer through each vesting date
F12: The reporting person is the trustee of the trust.