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Traws Pharma, Inc. — Director's Dealing 2013
Jul 25, 2013
35199_dirs_2013-07-24_d5d018c3-8d3d-494b-b361-d3bcb0c1001c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Onconova Therapeutics, Inc. (ONTX)
CIK: 0001130598
Period of Report: 2013-07-24
Reporting Person: MEHTA VIREN (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11650 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series B Convertible Preferred Stock | $ | Common Stock (87470) | Direct | ||
| Series B Convertible Preferred Stock | $ | Common Stock (8020) | Indirect | ||
| Series B Convertible Preferred Stock | $ | Common Stock (5488) | Indirect | ||
| Series B Convertible Preferred Stock | $ | Common Stock (1245) | Indirect | ||
| Series C Convertible Preferred Stock | $ | Common Stock (1030) | Indirect | ||
| Series C Convertible Preferred Stock | $ | Common Stock (2270) | Indirect | ||
| Series C Convertible Preferred Stock | $ | Common Stock (460) | Indirect | ||
| Series D Convertible Preferred Stock | $ | Common Stock (1007) | Indirect | ||
| Series D Convertible Preferred Stock | $ | Common Stock (2296) | Indirect | ||
| Series D Convertible Preferred Stock | $ | Common Stock (451) | Indirect | ||
| Series E Convertible Preferred Stock | $ | Common Stock (10246) | Direct | ||
| Series I Convertible Preferred Stock | $ | Common Stock (22771) | Direct |
Footnotes
F1: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.85-for-1 basis and has no expiration date.
F2: Includes 13,454 shares held jointly with spouse.
F3: The reporting person is trustee of Viram Foundation.
F4: The reporting person is managing member of Mehta Partners LLC.
F5: The reporting Person is trustee of Mehta Partners LLC FBO Jean Kiss Marie IRA.
F6: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.
F7: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.
F8: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.
F9: The convertible preferred stock is convertible at any time, at the holder's election, and is automatically convertible immediately prior to the consummation of the Issuer's initial public offering on a 0.75-for-1 basis and has no expiration date.
F10: Shares held jointly with spouse.