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Traws Pharma, Inc. — Director's Dealing 2013
Aug 1, 2013
35199_dirs_2013-08-01_356d073b-ba42-40db-bac1-9af7114924fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Onconova Therapeutics, Inc. (ONTX)
CIK: 0001130598
Period of Report: 2013-07-30
Reporting Person: Baxter Healthcare SA (10% Owner)
Reporting Person: BAXTER INTERNATIONAL INC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-30 | Common Stock | C | 2273295 | — | Acquired | 2273295 | Direct |
| 2013-07-30 | Common Stock | P | 330000 | $15.00 | Acquired | 2603295 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-30 | Series J Convertible Preferred Stock | $ | C | 3030303 | Disposed | Common Stock (2273295) | Direct |
Footnotes
F1: The reported securities are owned directly by Baxter Healthcare SA, which is an indirect wholly-owned subsidiary of Baxter International Inc. Baxter International Inc. is an indirect beneficial owner of the reported securities.
F2: The Series J Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
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