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Traws Pharma, Inc. — Director's Dealing 2013
Aug 1, 2013
35199_dirs_2013-08-01_33132b85-2d6d-465b-9b66-18feab148082.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Onconova Therapeutics, Inc. (ONTX)
CIK: 0001130598
Period of Report: 2013-07-30
Reporting Person: Reddy E Premkumar (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-30 | Common Stock | C | 13923 | — | Acquired | 1201548 | Direct |
| 2013-07-30 | Common Stock | C | 19569 | — | Acquired | 1221117 | Direct |
| 2013-07-30 | Common Stock | C | 737 | — | Acquired | 1221854 | Direct |
| 2013-07-30 | Common Stock | C | 16573 | — | Acquired | 1238427 | Direct |
| 2013-07-30 | Common Stock | C | 3842 | — | Acquired | 1242269 | Direct |
| 2013-07-30 | Common Stock | C | 7708 | — | Acquired | 1249977 | Direct |
| 2013-07-30 | Common Stock | C | 1225 | — | Acquired | 1251202 | Direct |
| 2013-07-30 | Common Stock | C | 766 | — | Acquired | 1251968 | Direct |
| 2013-07-30 | Common Stock | C | 750 | — | Acquired | 1252718 | Direct |
| 2013-07-30 | Common Stock | P | 20000 | $15.00 | Acquired | 1272718 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-30 | Series A Convertible Preferred Stock | $ | C | 17333 | Disposed | Common Stock (13923) | Direct | |
| 2013-07-30 | Series B Convertible Preferred Stock | $ | C | 23187 | Disposed | Common Stock (19569) | Direct | |
| 2013-07-30 | Series C Convertible Preferred Stock | $ | C | 983 | Disposed | Common Stock (737) | Direct | |
| 2013-07-30 | Series D Convertible Preferred Stock | $ | C | 22093 | Disposed | Common Stock (16573) | Direct | |
| 2013-07-30 | Series E Covertible Preferred Stock | $ | C | 5124 | Disposed | Common Stock (3842) | Direct | |
| 2013-07-30 | Series F Convertible Preferred Stock | $ | C | 10000 | Disposed | Common Stock (7708) | Direct | |
| 2013-07-30 | Series G Convertible Preferred Stock | $ | C | 1634 | Disposed | Common Stock (1225) | Direct | |
| 2013-07-30 | Series H COnvertible Preferred Stock | $ | C | 1022 | Disposed | Common Stock (766) | Direct | |
| 2013-07-30 | Series I Convertible Preferred Stock | $ | C | 1001 | Disposed | Common Stock (750) | Direct |
Footnotes
F1: The Series A Convertible Preferred Stock converted into Common Stock on a 0.80-for-1 basis and had no expiration date.
F2: The Series B Convertible Preferred Stock converted into Common Stock on a 0.85-for-1 basis and had no expiration date.
F3: The Series C Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F4: The Series D Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F5: The Series E Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F6: The Series F Convertible Preferred Stock converted into Common Stock on a 0.77-for-1 basis and had no expiration date.
F7: The Series G Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F8: The Series H Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F9: The Series I Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.