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Traws Pharma, Inc. — Director's Dealing 2013
Aug 1, 2013
35199_dirs_2013-08-01_9cb29f23-d1e3-4a50-9037-e9c5f57b5ce3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Onconova Therapeutics, Inc. (ONTX)
CIK: 0001130598
Period of Report: 2013-07-30
Reporting Person: Hoffman Michael B (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-30 | Common Stock | C | 83857 | — | Acquired | 728517 | Indirect |
| 2013-07-30 | Common Stock | C | 105363 | — | Acquired | 833880 | Indirect |
| 2013-07-30 | Common Stock | C | 266712 | — | Acquired | 1100592 | Indirect |
| 2013-07-30 | Common Stock | C | 476087 | — | Acquired | 1576679 | Indirect |
| 2013-07-30 | Common Stock | C | 85744 | — | Acquired | 1662423 | Indirect |
| 2013-07-30 | Common Stock | C | 84530 | — | Acquired | 1746953 | Indirect |
| 2013-07-30 | Common Stock | C | 172411 | — | Acquired | 1919364 | Indirect |
| 2013-07-30 | Common Stock | C | 226024 | — | Acquired | 2145388 | Indirect |
| 2013-07-30 | Common Stock | C | 1226942 | — | Acquired | 3372330 | Indirect |
| 2013-07-30 | Common Stock | P | 1000000 | $15.00 | Acquired | 4372330 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-30 | Series B Convertible Preferred Stock | $ | C | 99350 | Disposed | Common Stock (83857) | Indirect | |
| 2013-07-30 | Series C Convertible Preferred Stock | $ | C | 140449 | Disposed | Common Stock (105363) | Indirect | |
| 2013-07-30 | Series D Convertible Preferred Stock | $ | C | 355528 | Disposed | Common Stock (266712) | Indirect | |
| 2013-07-30 | Series E Covertible Preferred Stock | $ | C | 634625 | Disposed | Common Stock (476087) | Indirect | |
| 2013-07-30 | Series F Convertible Preferred Stock | $ | C | 111227 | Disposed | Common Stock (85744) | Indirect | |
| 2013-07-30 | Series F Convertible Preferred Stock | $ | C | 109653 | Disposed | Common Stock (84530) | Indirect | |
| 2013-07-30 | Series G Convertible Preferred Stock | $ | C | 229825 | Disposed | Common Stock (172411) | Indirect | |
| 2013-07-30 | Series H COnvertible Preferred Stock | $ | C | 301290 | Disposed | Common Stock (226024) | Indirect | |
| 2013-07-30 | Series I Convertible Preferred Stock | $ | C | 1635514 | Disposed | Common Stock (1226942) | Indirect |
Footnotes
F1: The Series B Convertible Preferred Stock converted into Common Stock on a 0.85-for-1 basis and had no expiration date.
F2: The Series C Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F3: The Series D Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F4: The Series E Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F5: The Series F Convertible Preferred Stock converted into Common Stock on a 0.77-for-1 basis and had no expiration date.
F6: The Series G Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F7: The Series H Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F8: The Series I Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F9: These shares are held in a trust for the benefit of the reporting person's descendants. The reporting person's spouse is a trustee of the trust.