AI assistant
Traws Pharma, Inc. — Director's Dealing 2013
Aug 1, 2013
35199_dirs_2013-08-01_fd86c315-11d5-4129-a565-ab66fcddb4b4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Onconova Therapeutics, Inc. (ONTX)
CIK: 0001130598
Period of Report: 2013-07-30
Reporting Person: Kumar Ramesh (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-30 | Common Stock | C | 3748 | — | Acquired | 246696 | Direct |
| 2013-07-30 | Common Stock | C | 17424 | — | Acquired | 264120 | Direct |
| 2013-07-30 | Common Stock | C | 737 | — | Acquired | 264857 | Direct |
| 2013-07-30 | Common Stock | C | 1657 | — | Acquired | 266514 | Direct |
| 2013-07-30 | Common Stock | C | 811 | — | Acquired | 267325 | Direct |
| 2013-07-30 | Common Stock | C | 385 | — | Acquired | 267710 | Direct |
| 2013-07-30 | Common Stock | C | 573 | — | Acquired | 268283 | Direct |
| 2013-07-30 | Common Stock | C | 375 | — | Acquired | 268658 | Direct |
| 2013-07-30 | Common Stock | C | 75 | — | Acquired | 268733 | Direct |
| 2013-07-30 | Common Stock | P | 6667 | $15.00 | Acquired | 275400 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-30 | Series A Convertible Preferred Stock | $ | C | 4667 | Disposed | Common Stock (3748) | Direct | |
| 2013-07-30 | Series B Convertible Preferred Stock | $ | C | 20645 | Disposed | Common Stock (17424) | Direct | |
| 2013-07-30 | Series C Convertible Preferred Stock | $ | C | 983 | Disposed | Common Stock (737) | Direct | |
| 2013-07-30 | Series D Convertible Preferred Stock | $ | C | 2209 | Disposed | Common Stock (1657) | Direct | |
| 2013-07-30 | Series E Covertible Preferred Stock | $ | C | 1084 | Disposed | Common Stock (811) | Direct | |
| 2013-07-30 | Series F Convertible Preferred Stock | $ | C | 500 | Disposed | Common Stock (385) | Direct | |
| 2013-07-30 | Series G Convertible Preferred Stock | $ | C | 765 | Disposed | Common Stock (573) | Direct | |
| 2013-07-30 | Series H COnvertible Preferred Stock | $ | C | 500 | Disposed | Common Stock (375) | Direct | |
| 2013-07-30 | Series I Convertible Preferred Stock | $ | C | 100 | Disposed | Common Stock (75) | Direct |
Footnotes
F1: The Series A Convertible Preferred Stock converted into Common Stock on a 0.80-for-1 basis and had no expiration date.
F2: The Series B Convertible Preferred Stock converted into Common Stock on a 0.85-for-1 basis and had no expiration date.
F3: The Series C Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F4: The Series D Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F5: The Series E Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F6: The Series F Convertible Preferred Stock converted into Common Stock on a 0.77-for-1 basis and had no expiration date.
F7: The Series G Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F8: The Series H Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F9: The Series I Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F10: 150,037 shares are held indirectly by the Ramesh Kumar 2012 Trust, of which the reporting person is a trustee.