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Traws Pharma, Inc. — Director's Dealing 2013
Aug 1, 2013
35199_dirs_2013-08-01_4b41c121-b3d5-4142-b2fb-4423021e0432.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Onconova Therapeutics, Inc. (ONTX)
CIK: 0001130598
Period of Report: 2013-07-30
Reporting Person: MEHTA VIREN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-30 | Common Stock | C | 73839 | — | Acquired | 85479 | Direct |
| 2013-07-30 | Common Stock | C | 7686 | — | Acquired | 93165 | Direct |
| 2013-07-30 | Common Stock | C | 17082 | — | Acquired | 110247 | Direct |
| 2013-07-30 | Common Stock | P | 16667 | $15 | Acquired | 126914 | Direct |
| 2013-07-30 | Common Stock | C | 6768 | — | Acquired | 6768 | Indirect |
| 2013-07-30 | Common Stock | C | 772 | — | Acquired | 7540 | Indirect |
| 2013-07-30 | Common Stock | C | 755 | — | Acquired | 8295 | Indirect |
| 2013-07-30 | Common Stock | C | 4632 | — | Acquired | 4632 | Indirect |
| 2013-07-30 | Common Stock | C | 1702 | — | Acquired | 6334 | Indirect |
| 2013-07-30 | Common Stock | C | 1722 | — | Acquired | 8056 | Indirect |
| 2013-07-30 | Common Stock | C | 1050 | — | Acquired | 1050 | Indirect |
| 2013-07-30 | Common Stock | C | 345 | — | Acquired | 1395 | Indirect |
| 2013-07-30 | Common Stock | C | 338 | — | Acquired | 1733 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-30 | Series B Convertible Preferred Stock | $ | C | 87470 | Disposed | Common Stock (73839) | Direct | |
| 2013-07-30 | Series E Convertible Preferred Stock | $ | C | 10246 | Disposed | Common Stock (7686) | Direct | |
| 2013-07-30 | Series I Convertible Preferred Stock | $ | C | 22771 | Disposed | Common Stock (17082) | Direct | |
| 2013-07-30 | Series B Convertible Preferred Stock | $ | C | 8020 | Disposed | Common Stock (6768) | Indirect | |
| 2013-07-30 | Series C Convertible Preferred Stock | $ | C | 1030 | Disposed | Common Stock (772) | Indirect | |
| 2013-07-30 | Series D Convertible Preferred Stock | $ | C | 1007 | Disposed | Common Stock (755) | Indirect | |
| 2013-07-30 | Series B Convertible Preferred Stock | $ | C | 5488 | Disposed | Common Stock (4632) | Indirect | |
| 2013-07-30 | Series C Convertible Preferred Stock | $ | C | 2270 | Disposed | Common Stock (1702) | Indirect | |
| 2013-07-30 | Series D Convertible Preferred Stock | $ | C | 2296 | Disposed | Common Stock (1722) | Indirect | |
| 2013-07-30 | Series B Convertible Preferred Stock | $ | C | 1245 | Disposed | Common Stock (1050) | Indirect | |
| 2013-07-30 | Series C Convertible Preferred Stock | $ | C | 460 | Disposed | Common Stock (345) | Indirect | |
| 2013-07-30 | Series D Convertible Preferred Stock | $ | C | 451 | Disposed | Common Stock (338) | Indirect |
Footnotes
F1: The Series B Convertible Preferred Stock converted into Common Stock on a 0.85-for-1 basis and had no expiration date.
F2: Includes 11,356 shares held jointly with spouse.
F3: The reporting person is a trustee of the Viram Foundation
F4: The reporting person is managing member of Mehta Partners LLC
F5: The reporting person is trustee of Mehta Partners LLC FBO Jean Kiss Marie IRA.
F6: The Series C Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F7: The Series D Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F8: The Series E Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F9: The Series I Convertible Preferred Stock converted into Common Stock on a 0.75-for-1 basis and had no expiration date.
F10: Includes 17,082 shares held jointly with spouse.
F11: Includes 13,454 shares held jointly with spouse.
F12: Shares held jointly with spouse.