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TransUnion — Director's Dealing 2021
Feb 19, 2021
30359_dirs_2021-02-18_23e92479-2741-45bc-bf41-4c75e72d2ae8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransUnion (TRU)
CIK: 0001552033
Period of Report: 2021-02-16
Reporting Person: Cello Todd M (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | A | 15008 | — | Acquired | 57630 | Direct |
| 2021-02-16 | Common Stock | F | 8772 | $87.60 | Disposed | 48858 | Direct |
| 2021-02-16 | Common Stock | M | 1200 | $22.50 | Acquired | 50058 | Direct |
| 2021-02-16 | Common Stock | S | 1200 | $90 | Disposed | 48858 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Stock Options (right to buy) | $22.5 | M | 1200 | Disposed | 2025-06-24 | Common Stock (1200.0) | Direct |
Footnotes
F1: Reflects shares of Common Stock earned upon the vesting of performance share units granted on February 16, 2018.
F2: Reflects shares of Common Stock withheld by the Company in payment of tax liability incident to the vesting of restricted stock units and performance share units granted on February 16, 2018.
F3: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F4: Represents an initial grant of 10,000 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.