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TransUnion — Director's Dealing 2020
Feb 26, 2020
30359_dirs_2020-02-25_24d0a741-758a-4d42-bfcc-470916d161e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransUnion (TRU)
CIK: 0001552033
Period of Report: 2020-02-21
Reporting Person: WOJCZYNSKI DAVID E (President, Healthcare)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-21 | Common Stock | A | 3593 | — | Acquired | 35357 | Direct |
| 2020-02-21 | Common Stock | M | 1800 | $8.57 | Acquired | 37157 | Direct |
| 2020-02-21 | Common Stock | S | 9053 | $100 | Disposed | 28104 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-21 | Stock Options (right to buy) | $8.57 | M | 1800 | Disposed | 2024-04-01 | Common Stock (1800.0) | Direct |
Footnotes
F1: Represents a grant of restricted stock units that vest ratably over three years, i.e., 33% on the first anniversary of the date of grant, 33% on the second anniversary of the date of grant, and 34% on the third anniversary of the date of grant.
F2: This transaction was effected pursuant to a Rule 10b5-1 trading plan.
F3: Represents an initial grant of 35,990 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.