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TransUnion Director's Dealing 2018

Feb 21, 2018

30359_dirs_2018-02-20_0ead3378-8049-4b2e-8caa-42f264126763.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TransUnion (TRU)
CIK: 0001552033
Period of Report: 2018-02-16

Reporting Person: Peck James M (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-16 Common Stock M 36971 $4.99 Acquired 221886 Direct
2018-02-16 Common Stock S 18629 $58.17 Disposed 203257 Direct
2018-02-16 Common Stock A 72712 Acquired 275969 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-16 Stock Options (right to buy) $4.99 M 36971 Disposed 2022-12-31 Common Stock (36971.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 307380 Indirect

Footnotes

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F2: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.63 to $58.44 inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Represents a grant of restricted stock units that vest on the third anniversary of the date of grant.

F4: Represents an initial grant of 1,848,517 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.