AI assistant
TransUnion — Director's Dealing 2018
Aug 2, 2018
30359_dirs_2018-08-01_20cf0a92-b326-40a7-abae-441b3e771f7b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransUnion (TRU)
CIK: 0001552033
Period of Report: 2018-07-30
Reporting Person: McCarthy Gerald M JR (EVP - Healthcare)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-30 | Common Stock | M | 62752 | $13.06 | Acquired | 99390 | Direct |
| 2018-07-30 | Common Stock | S | 62752 | $70.61 | Disposed | 37049 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-30 | Stock Options (right to buy) | $13.06 | M | 62752 | Disposed | 2024-07-01 | Common Stock (62752.0) | Direct |
Footnotes
F1: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.38 to $70.77, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Includes 411 shares of common stock acquired pursuant to the issuer's employee stock purchase plan since the reporting person's last report.
F3: Represents an initial grant of 248,337 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017. The time-based vesting criteria is satisfied as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.