AI assistant
TransUnion — Director's Dealing 2017
Feb 11, 2017
30359_dirs_2017-02-10_640b43d8-4bc9-4739-928a-0d304c01a20c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TransUnion (TRU)
CIK: 0001552033
Period of Report: 2016-12-31
Reporting Person: Hamood Samuel A (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-19 | Common Stock | G | 38538 | — | Disposed | 0 | Direct |
| 2016-02-19 | Common Stock | G | 38538 | — | Acquired | 99829 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-11 | Stock Options (right to buy) | $4.99 | G | 160738 | Disposed | 2022-08-01 | Common Stock (160738.0) | Direct |
| 2016-05-11 | Stock Options (right to buy) | $4.99 | G | 160738 | Acquired | 2022-08-01 | Common Stock (160738.0) | Indirect |
| 2016-05-11 | Stock Options (right to buy) | $4.99 | G | 241107 | Disposed | 2022-08-01 | Common Stock (241107.0) | Direct |
| 2016-05-11 | Stock Options (right to buy) | $4.99 | G | 241107 | Acquired | 2022-08-01 | Common Stock (241107.0) | Indirect |
Footnotes
F1: Includes 857 shares of common stock acquired pursuant to the issuer's employee stock purchase plan in 2016, which acquisitions are exempt from Section 16 of the Securities Exchange Act of 1934.
F2: Represents an initial grant of 160,738 stock options, 20% of which vested on April 30, 2013 and 5% of which vest on the last day of each subsequent full calendar quarter.
F3: These stock options will vest upon the attainment of both time-based and performance-based vesting criteria. The time-based vesting criteria is satisfied as follows: 20% on April 30, 2013 and 5% on the last day of each subsequent full calendar quarter. The performance-based vesting criteria will be satisfied upon the Issuer's achievement of certain closing trading prices of the Common Stock evidencing certain return on investment for certain stockholders over a thirty consecutive trading-day period during a specified period following the Issuer's initial public offering or upon the satisfaction or deemed satisfaction by certain stockholders of certain pre-specified return on investment performance targets.