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TransUnion — Director's Dealing 2017
May 4, 2017
30359_dirs_2017-05-04_6004d1c9-8fcc-4b9a-8624-98686721a974.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransUnion (TRU)
CIK: 0001552033
Period of Report: 2017-05-02-04:00
Reporting Person: Rajpal Sumit (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-02-04:00 | Common Stock | S | 7502055 | $39.15 | Disposed | 37286343 | Indirect |
Footnotes
F1: The Reporting Person is a managing director of Goldman Sachs & Co. LLC ("Goldman Sachs"). Goldman Sachs is a subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2: Pursuant to an underwriting agreement, dated April 26, 2017 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion, pursuant to the final prospectus supplement dated April 26, 2017, which offering was consummated on May 2, 2017 (the "Registered Public Offering"), GS Capital Partners VI Fund, L.P. ("GS Capital VI"), GS Capital Partners VI Parallel, L.P. ("GS Capital VI Parallel") and SpartanShield Holdings ("SpartanShield", and together with GS Capital VI and GS Capital VI Parallel, the "Selling Holders") sold an aggregate of 6,500,000 shares of Common Stock.
F3: Pursuant to the Underwriting Agreement and in connection with the Registered Public Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the Selling Holders. Goldman Sachs is one of several underwriters under the Underwriting Agreement. On May 2, 2017, the Over-Allotment Option was consummated and in connection with such sale to the underwriters, the Selling Holders sold an additional 1,002,055 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option.
F4: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 37,286,343 shares of Common Stock by reason of the direct beneficial ownership of such shares by the Selling Holders because affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Selling Holders. Goldman Sachs is the investment manager of the Selling Holders.