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TransUnion — Director's Dealing 2017
Aug 2, 2017
30359_dirs_2017-08-01_dc48cd56-04e3-4735-a668-cdd5204e0c4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransUnion (TRU)
CIK: 0001552033
Period of Report: 2017-07-28
Reporting Person: Elberfeld Timothy (VP and CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-28 | Common Stock | M | 1542 | $4.99 | Acquired | 15423 | Direct |
| 2017-07-28 | Common Stock | M | 360 | $8.57 | Acquired | 15783 | Direct |
| 2017-07-28 | Common Stock | S | 902 | $45.43 | Disposed | 14881 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-28 | Options (right to buy) | $4.99 | M | 1542 | Disposed | 2022-08-01 | Common Stock (1542.0) | Direct |
| 2017-07-28 | Options (right to buy) | $8.57 | M | 360 | Disposed | 2023-09-26 | Common Stock (360.0) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2: Represents an initial grant of 30,831 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.
F3: Represents an initial grant of 7,197, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.