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TransUnion — Director's Dealing 2017
Sep 18, 2017
30359_dirs_2017-09-18_a56ccac5-6098-4771-85b0-2ac35282000d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransUnion (TRU)
CIK: 0001552033
Period of Report: 2017-09-14
Reporting Person: Hamood Samuel A (Former EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-14 | Common Stock | M | 40185 | $4.99 | Acquired | 100066 | Indirect |
| 2017-09-14 | Common Stock | S | 21341 | $42.95 | Disposed | 78725 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-14 | Stock Options (right to buy) | $4.99 | M | 40185 | Disposed | 2022-08-01 | Common Stock (40185.0) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20243 | Direct |
Footnotes
F1: Represents the exercise of stock options that would otherwise have expired on September 18, 2017, pursuant to their terms as a result of Mr. Hamood's resignation from TransUnion.
F2: Reflects shares received in connection with the exercise of 40,185 stock options and sold to cover the stock option cost, taxes, and brokerage fees and commissions. Mr. Hamood retained the remaining 18,844 option shares.
F3: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.89 to $43.056, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: Represents an initial grant of 401,845 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.