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TransUnion — Director's Dealing 2016
Jan 22, 2016
30359_dirs_2016-01-22_9c7fc8c1-b9a8-478d-ab6e-8e7e71e66728.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: TransUnion (TRU)
CIK: 0001552033
Period of Report: 2016-01-12
Reporting Person: Elberfeld Timothy (VP and CAO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4350 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (right to buy) | $4.99 | 2022-08-01 | Common Stock (12332) | Direct | |
| Options (right to buy) | $4.99 | 2022-08-01 | Common Stock (18499) | Direct | |
| Options (right to buy) | $8.57 | 2023-09-26 | Common Stock (2879) | Direct | |
| Options (right to buy) | $8.57 | 2023-09-26 | Common Stock (4318) | Direct |
Footnotes
F1: Represents an initial grant of 12,332 stock options, 20% of which vest on August 1, 2013 and 5% of which vest on the last day of each subsequent full calendar quarter.
F2: These stock options will vest upon the attainment of both time-based and performance-based criteria. The time-based vesting criteria is satisfied as follows: 20% on August 1, 2013 and 5% on the last day of each subsequent full calendar quarter. The performance-based vesting criteria will be satisfied upon the Issuer's achievement of certain closing trading prices of the Common Stock evidencing certain returns on investment for certain stockholders over a thirty consecutive trading day period during a specified period following the Issuer's initial public offering or upon satisfaction or deemed satisfaction by certain stockholders of certain pre-specified return on investment performance targets.
F3: Represents an initial grant of 2,879 stock options, 20% of which vest on September 26, 2014 and 5% of which vest on the last day of each subsequent full calendar quarter.
F4: These options will vest upon the attainment of both time-based and performance-based vesting criteria. The time-based vesting criteria is satisfied as follows: 20% on September 26, 2014 and 5% on the last day of each subsequent full calendar quarter. The performance-based vesting criteria will be satisfied upon the Issuer's achievement of certain closing trading prices of the Common Stock evidencing certain returns on investment for certain stockholders over a thirty consecutive trading day period during a specified period following the Issuer's initial public offering or upon satisfaction or deemed satisfaction by certain stockholders of certain pre-specified return on investment performance targets.