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TransMedics Group, Inc. — Director's Dealing 2023
Dec 15, 2023
31201_dirs_2023-12-15_61189cfc-9b92-4b7d-a4ec-45a8c7ea77e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransMedics Group, Inc. (TMDX)
CIK: 0001756262
Period of Report: 2023-12-13
Reporting Person: Provost Miriam (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-13 | Common Stock | M | 415 | $16.14 | Acquired | 24026 | Direct |
| 2023-12-13 | Common Stock | S | 206 | $75.10 | Disposed | 23820 | Direct |
| 2023-12-13 | Common Stock | M | 1632 | $66.10 | Acquired | 25452 | Direct |
| 2023-12-13 | Common Stock | S | 1509 | $75.10 | Disposed | 23943 | Direct |
| 2023-12-13 | Common Stock | M | 3597 | $38.46 | Acquired | 27540 | Direct |
| 2023-12-13 | Common Stock | S | 2407 | $75.10 | Disposed | 25133 | Direct |
| 2023-12-15 | Common Stock | G | 1785 | $0.00 | Disposed | 23348 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-13 | Stock Option (Right to Buy) | $16.14 | M | 415 | Disposed | 2030-02-27 | Common Stock (415) | Direct |
| 2023-12-13 | Stock Option (Right to Buy) | $66.10 | M | 1632 | Disposed | 2033-02-20 | Common Stock (1632) | Direct |
| 2023-12-13 | Stock Option (Right to Buy) | $38.46 | M | 3597 | Disposed | 2031-02-24 | Common Stock (3597) | Direct |
Footnotes
F1: The exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options.
F2: On December 15, 2023, the reporting person donated 1,785 shares of directly owned common stock to a donor-advised fund, which will use the gifted shares for charitable purposes.
F3: Includes 5,685 restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F4: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020.
F5: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 20, 2023.
F6: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.