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TransMedics Group, Inc. — Director's Dealing 2022
Jul 22, 2022
31201_dirs_2022-07-22_236fb106-04cf-43d2-930f-7bf34fd037a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransMedics Group, Inc. (TMDX)
CIK: 0001756262
Period of Report: 2022-07-20
Reporting Person: Carey John F (VP of Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-20 | Common Stock | M | 375 | $16.14 | Acquired | 754 | Direct |
| 2022-07-20 | Common Stock | M | 1125 | $13.28 | Acquired | 1879 | Direct |
| 2022-07-20 | Common Stock | S | 1500 | $34.57 | Disposed | 379 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-20 | Stock Option (Right to Buy) | $16.14 | M | 375 | Disposed | 2030-02-27 | Common Stock (375) | Direct |
| 2022-07-20 | Stock Option (Right to Buy) | $13.28 | M | 1125 | Disposed | 2032-02-22 | Common Stock (1125) | Direct |
Footnotes
F1: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $34.50 to $34.71, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: The option vested and will continue to vest at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020. As of the date of this report, the option remains subject to vesting with respect to 6,250 shares.
F4: The option vested and will continue to vest at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 22, 2022. As of the date of this report, the option remains subject to vesting with respect to 34,042 shares.