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TransMedics Group, Inc. — Director's Dealing 2022
Dec 13, 2022
31201_dirs_2022-12-13_c680f815-acd7-4cf4-9b96-40b42feb85b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransMedics Group, Inc. (TMDX)
CIK: 0001756262
Period of Report: 2022-09-02
Reporting Person: Provost Miriam (VP, Global Regulatory Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-02 | Common Stock | M | 2600 | $3.22 | Acquired | 12038 | Direct |
| 2022-12-09 | Common Stock | M | 3977 | $38.46 | Acquired | 16015 | Direct |
| 2022-12-09 | Common Stock | S | 3046 | $59.00 | Disposed | 12969 | Direct |
| 2022-12-09 | Common Stock | M | 1149 | $16.14 | Acquired | 14118 | Direct |
| 2022-12-09 | Common Stock | S | 567 | $59.00 | Disposed | 13551 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-02 | Stock Option (Right to Buy) | $3.22 | M | 2600 | Disposed | 2028-04-05 | Common Stock (2600) | Direct |
| 2022-12-09 | Stock Option (Right to Buy) | $38.46 | M | 3977 | Disposed | 2031-02-24 | Common Stock (3977) | Direct |
| 2022-12-09 | Stock Option (Right to Buy) | $16.14 | M | 1149 | Disposed | 2030-02-27 | Common Stock (1149) | Direct |
Footnotes
F1: The exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options.
F2: The option is fully vested.
F3: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.
F4: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020.