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TransMedics Group, Inc. Director's Dealing 2022

Dec 13, 2022

31201_dirs_2022-12-13_c680f815-acd7-4cf4-9b96-40b42feb85b4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TransMedics Group, Inc. (TMDX)
CIK: 0001756262
Period of Report: 2022-09-02

Reporting Person: Provost Miriam (VP, Global Regulatory Affairs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-09-02 Common Stock M 2600 $3.22 Acquired 12038 Direct
2022-12-09 Common Stock M 3977 $38.46 Acquired 16015 Direct
2022-12-09 Common Stock S 3046 $59.00 Disposed 12969 Direct
2022-12-09 Common Stock M 1149 $16.14 Acquired 14118 Direct
2022-12-09 Common Stock S 567 $59.00 Disposed 13551 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-09-02 Stock Option (Right to Buy) $3.22 M 2600 Disposed 2028-04-05 Common Stock (2600) Direct
2022-12-09 Stock Option (Right to Buy) $38.46 M 3977 Disposed 2031-02-24 Common Stock (3977) Direct
2022-12-09 Stock Option (Right to Buy) $16.14 M 1149 Disposed 2030-02-27 Common Stock (1149) Direct

Footnotes

F1: The exercise followed the sell-to-cover process, whereby a portion of the shares acquired through the exercise were sold in the open market, with the proceeds used to fund the aggregate exercise price of the options.

F2: The option is fully vested.

F3: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 24, 2021.

F4: The option vests at a rate of 2.0833% of the total number of shares each month until the option is fully vested on the fourth anniversary of the vesting commencement date, February 27, 2020.