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TransMedics Group, Inc. — Director's Dealing 2019
Nov 1, 2019
31201_dirs_2019-10-31_085f8605-0c7c-408a-ac6a-f16dfb9532fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransMedics Group, Inc. (TMDX)
CIK: 0001756262
Period of Report: 2019-10-29
Reporting Person: KANIA EDWIN M JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-29 | Common Stock | J | 92796 | $0.00 | Acquired | 126129 | Direct |
| 2019-10-29 | Common Stock | J | 27799 | $0.00 | Acquired | 153928 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1169571 | Indirect |
| Common Stock | 25234 | Indirect |
| Common Stock | 57142 | Indirect |
Footnotes
F1: Pro rata distribution of shares of the Issuer's common stock from Flagship Ventures 2007 General Partner LLC to its members. The aforementioned distribution was made in accordance with the exemption afforded by Rule 16a-9 of the Securities and Exchange Act of 1934, as amended.
F2: Pro rata distribution of shares of the Issuer's common stock from Flagship Ventures Fund IV General Partner LLC to its members. The aforementioned distribution was made in accordance with the exemption afforded by Rule 16a-9 of the Securities and Exchange Act of 1934, as amended.
F3: Edwin M. Kania, Jr. is a manager of OneLiberty Partners 2000, LLC ("OneLiberty GP"), which is the general partner of OneLiberty Ventures 2000, L.P. ("OneLiberty 2000") and OneLiberty Advisors Fund 2000, L.P. ("OneLiberty Advisors 2000" and together with OneLiberty 2000, the "OneLiberty Funds"). Mr. Kania is also the principal of OneLiberty Ventures, Inc., which is the management company for, and provides services in connection with the investment activities of, the OneLiberty Funds. By virtue of the foregoing relationships, Mr. Kania may be deemed to indirectly beneficially own the securities held by the OneLiberty Funds and OneLiberty Ventures, Inc., however he disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.