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TransMedics Group, Inc. — Director's Dealing 2019
Dec 12, 2019
31201_dirs_2019-12-12_0c970486-85df-45b8-8da8-ba7c943f52bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransMedics Group, Inc. (TMDX)
CIK: 0001756262
Period of Report: 2019-12-12
Reporting Person: KANIA EDWIN M JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-12 | Common Stock | J | 390000 | $0.00 | Disposed | 779571 | Indirect |
| 2019-12-12 | Common Stock | J | 3873 | $0.00 | Acquired | 3873 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25234 | Indirect |
| Common Stock | 57142 | Indirect |
| Common Stock | 153928 | Direct |
Footnotes
F1: On December 12, 2019, OneLiberty Ventures Fund 2000, L.P. ("OneLiberty 2000") distributed to its limited partners and sole general partner, OneLiberty Partners 2000, LLC ("OneLiberty GP"), pro rata and without consideration, 390,000 shares of the Issuer's common stock. The aforementioned distribution was made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act, as amended.
F2: Edwin M. Kania, Jr. is a manager of OneLiberty GP, which is the general partner of OneLiberty 2000 and OneLiberty Advisors Fund 2000, L.P. ("OneLiberty Advisors 2000" and together with OneLiberty 2000, the "OneLiberty Funds"). Mr. Kania is also the principal of OneLiberty Ventures, Inc., which is the management company for, and provides services in connection with the investment activities of, the OneLiberty Funds. By virtue of the foregoing relationships, Mr. Kania may be deemed to indirectly beneficially own the securities held by OneLiberty GP, the OneLiberty Funds and OneLiberty Ventures, Inc., however he disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.