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TransDigm Group INC Director's Dealing 2023

Feb 14, 2023

29928_dirs_2023-02-13_06a79642-7dd3-4578-8417-e191a9d0e70b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2023-02-09

Reporting Person: SMALL ROBERT J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-10 Common Stock S 70 $738.28 Disposed 198967 Indirect
2023-02-10 Common Stock S 1942 $738.28 Disposed 1554879 Indirect
2023-02-10 Common Stock S 82 $740.23 Disposed 198885 Indirect
2023-02-10 Common Stock S 2261 $740.23 Disposed 1552618 Indirect
2023-02-10 Common Stock S 7 $746.11 Disposed 198878 Indirect
2023-02-10 Common Stock S 193 $746.11 Disposed 1552425 Indirect
2023-02-13 Common Stock S 509 $729.80 Disposed 198369 Indirect
2023-02-13 Common Stock S 17369 $729.80 Disposed 1535056 Indirect
2023-02-13 Common Stock S 392 $731.81 Disposed 197977 Indirect
2023-02-13 Common Stock S 13360 $731.81 Disposed 1521696 Indirect
2023-02-13 Common Stock S 751 $735.28 Disposed 197226 Indirect
2023-02-13 Common Stock S 25619 $735.28 Disposed 1496077 Indirect
2023-02-13 Common Stock S 840 $737.20 Disposed 196386 Indirect
2023-02-13 Common Stock S 28648 $737.20 Disposed 1467429 Indirect
2023-02-13 Common Stock S 493 $737.88 Disposed 195893 Indirect
2023-02-13 Common Stock S 16827 $737.88 Disposed 1450602 Indirect
2023-02-13 Common Stock S 614 $738.94 Disposed 195279 Indirect
2023-02-13 Common Stock S 20930 $738.94 Disposed 1429672 Indirect
2023-02-13 Common Stock S 499 $740.19 Disposed 194780 Indirect
2023-02-13 Common Stock S 17034 $740.19 Disposed 1412638 Indirect
2023-02-13 Common Stock S 91 $740.66 Disposed 194689 Indirect
2023-02-13 Common Stock S 3098 $740.66 Disposed 1409540 Indirect

Footnotes

F1: Represents shares held by Stockbridge Partners LLC ("SP") on behalf of a managed account over which it has shared voting and sole dispositive power. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of SP. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by SP. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F2: Represents shares held directly or indirectly by Berkshire Fund IX, L.P. ("IX"), Berkshire Fund IX-A, L.P. ("IX-A"), Berkshire Investors III LLC ("Investors III"), Berkshire Investors IV LLC ("Investors IV") and Stockbridge Fund, L.P. ("SF") (collectively, the "Berkshire Entities"). Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of each of Berkshire Partners LLC, the registered investment adviser to IX, IX-A, Investors III and Investors IV ("BP"), and SP, the registered investment adviser to SF. Ninth Berkshire Associates LLC ("9BA") is the general partner of each of IX and IX-A.

F3: [Continued from Footnote 2] Stockbridge Associates LLC ("SA") is the general partner of SF. The Reporting Person is a managing member of each of BPH, BPSP, BP, SP, 9BA, SA, Investors III and Investors IV. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by the Berkshire Entities. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $738.075 to $739.0749. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $740.075 to $741.0749. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $746.075 to $746.11. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $729.5156 to $730.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $731.5156 to $732.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $734.5156 to $735.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $736.5156 to $737.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $737.5156 to $738.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $738.5156 to $739.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $739.5156 to $740.5155. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $740.5156 to $740.658. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.