Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

TransDigm Group INC Director's Dealing 2023

Nov 22, 2023

29928_dirs_2023-11-22_6f9e7851-d60c-4722-a600-85706e50859b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2023-11-21

Reporting Person: SMALL ROBERT J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-21 Common Stock S 193 $966.4500 Disposed 179422 Indirect
2023-11-21 Common Stock S 1807 $966.4500 Disposed 884239 Indirect
2023-11-21 Common Stock S 289 $968.7194 Disposed 179133 Indirect
2023-11-21 Common Stock S 2711 $968.7194 Disposed 881528 Indirect
2023-11-21 Common Stock S 1272 $970.0970 Disposed 177861 Indirect
2023-11-21 Common Stock S 11929 $970.0970 Disposed 869599 Indirect
2023-11-21 Common Stock S 125 $970.9500 Disposed 177736 Indirect
2023-11-21 Common Stock S 1175 $970.9500 Disposed 868424 Indirect
2023-11-21 Common Stock S 356 $971.8149 Disposed 177380 Indirect
2023-11-21 Common Stock S 3344 $971.8149 Disposed 865080 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 30945 Direct
Common Stock 60246 Indirect

Footnotes

F1: Represents shares held by Stockbridge Partners LLC ("SP") on behalf of a managed account over which it has shared voting and sole dispositive power. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of SP. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by SP. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F2: Represents shares held by Stockbridge Fund, L.P. ("SF"). Berkshire Partners Holdings LLC ("BPH") is the general partner of BPSP, L.P. ("BPSP"), which is the managing member of SP, the registered investment adviser to SF. Stockbridge Associates LLC ("SA") is the general partner of SF. The Reporting Person is a managing member of each of BPH, BPSP, SP and SA. As such, the Reporting Person may be deemed to share voting and dispositive power with respect to the shares of the Issuer's common stock held by SF. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent, if any, of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: Represents shares of Common Stock beneficially owned by certain family trusts. The Reporting Person's immediate family members are beneficiaries of such family trusts.

F4: Represents shares of Common Stock held directly by the Reporting Person.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $966.4500 to $967.4499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $968.4500 to $969.4499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $969.4500 to $970.4499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $970.4500 to $971.4499. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions within the range of $971.4500 to $971.9500. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.