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TransDigm Group INC — Director's Dealing 2020
Nov 14, 2020
29928_dirs_2020-11-13_2abdfcad-781f-4610-828d-5d1970544202.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2020-11-13
Reporting Person: Howley W Nicholas (Director, Exec. Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-13 | Common Stock | M | 7474 | $82.67 | Acquired | 7474 | Indirect |
| 2020-11-13 | Common Stock | S | 553 | $556.3834 | Disposed | 6921 | Indirect |
| 2020-11-13 | Common Stock | S | 1434 | $557.6186 | Disposed | 5487 | Indirect |
| 2020-11-13 | Common Stock | S | 1341 | $558.4905 | Disposed | 4146 | Indirect |
| 2020-11-13 | Common Stock | S | 1976 | $559.5319 | Disposed | 2170 | Indirect |
| 2020-11-13 | Common Stock | S | 301 | $560.411 | Disposed | 1869 | Indirect |
| 2020-11-13 | Common Stock | S | 120 | $561.37 | Disposed | 1749 | Indirect |
| 2020-11-13 | Common Stock | S | 533 | $562.5382 | Disposed | 1216 | Indirect |
| 2020-11-13 | Common Stock | S | 616 | $563.5534 | Disposed | 600 | Indirect |
| 2020-11-13 | Common Stock | S | 600 | $564.5504 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-13 | Stock Option | $82.67 | M | 7474 | Disposed | 2021-03-04 | Common Stock (7474) | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $556.01 - $556.59. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $557.02 - $558.01. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $558.03 - $558.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $559.07 - $560.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $560.15 - $560.75. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F6: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $561.02 - $561.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F7: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $562.03 - $563.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F8: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $563.06 - $563.93. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F9: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $564.31 - $564.80. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.