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TransDigm Group INC — Director's Dealing 2013
May 29, 2013
29928_dirs_2013-05-29_bf8f6654-cfe5-4f04-bf85-bd1ca539bcee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2013-05-28
Reporting Person: Howley W Nicholas (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-28 | Common Stock | M | 5236 | $13.37 | Acquired | 5236 | Direct |
| 2013-05-28 | Common Stock | M | 2413 | $6.68 | Acquired | 7649 | Direct |
| 2013-05-28 | Common Stock | S | 1500 | $147.6254 | Disposed | 6149 | Direct |
| 2013-05-28 | Common Stock | S | 4349 | $148.4669 | Disposed | 1800 | Direct |
| 2013-05-28 | Common Stock | S | 1400 | $149.5136 | Disposed | 400 | Direct |
| 2013-05-28 | Common Stock | S | 400 | $150.322 | Disposed | 0 | Direct |
| 2013-05-28 | Common Stock | M | 260 | $13.37 | Acquired | 260 | Indirect |
| 2013-05-28 | Common Stock | S | 260 | $148.795 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-28 | Stock Option | $13.37 | M | 5236 | Disposed | 2013-08-05 | Common Stock (5236) | Direct |
| 2013-05-28 | Stock Option | $6.68 | M | 2413 | Disposed | 2013-08-05 | Common Stock (2413) | Direct |
| 2013-05-28 | Stock Option | $13.37 | M | 260 | Disposed | 2013-08-05 | Common Stock (260) | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $147.05 - $148.0405. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $148.06 - $148.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $149.09 - $150.08. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $150.19 - $150.52. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $148.72 - $148.87. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.