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TransDigm Group INC — Director's Dealing 2013
Feb 7, 2013
29928_dirs_2013-02-07_40ca5d71-e3ea-470b-994f-be3fee4b29a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2013-02-06
Reporting Person: Howley W Nicholas (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-06 | Common Stock | M | 165000 | $27.08 | Acquired | 165000 | Direct |
| 2013-02-06 | Common Stock | S | 58386 | $138.788 | Disposed | 106614 | Direct |
| 2013-02-06 | Common Stock | S | 105814 | $139.4636 | Disposed | 800 | Direct |
| 2013-02-06 | Common Stock | S | 800 | $140.0313 | Disposed | 0 | Direct |
| 2013-02-06 | Common Stock | M | 15000 | $27.08 | Acquired | 15000 | Indirect |
| 2013-02-06 | Common Stock | S | 10602 | $138.9369 | Disposed | 4398 | Indirect |
| 2013-02-06 | Common Stock | S | 4398 | $139.7005 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-06 | Stock Option | $27.08 | M | 165000 | Disposed | 2018-11-17 | Common Stock (165000) | Direct |
| 2013-02-06 | Stock Option | $27.08 | M | 15000 | Disposed | 2018-11-17 | Common Stock (15000) | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $138.26 - $139.025. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $139.03 - $140.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $140.03 - $140.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $138.44 - $139.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $139.44 - $140.05. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.