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TransDigm Group INC — Director's Dealing 2012
Oct 2, 2012
29928_dirs_2012-10-02_13e60b24-0307-4faa-8f21-ec8539bce18a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2012-09-28
Reporting Person: Howley W Nicholas (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-28 | Common Stock | M | 7641 | $6.68 | Acquired | 7641 | Direct |
| 2012-09-28 | Common Stock | S | 300 | $139.24 | Disposed | 7341 | Direct |
| 2012-09-28 | Common Stock | S | 2500 | $140.51 | Disposed | 4841 | Direct |
| 2012-09-28 | Common Stock | S | 3841 | $141.79 | Disposed | 1000 | Direct |
| 2012-09-28 | Common Stock | S | 1000 | $142.17 | Disposed | 0 | Direct |
| 2012-09-28 | Common Stock | M | 253 | $6.68 | Acquired | 253 | Indirect |
| 2012-09-28 | Common Stock | S | 253 | $140.53 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-28 | Stock Option | $6.68 | M | 7641 | Disposed | 2013-08-05 | Common Stock (14282) | Direct |
| 2012-09-28 | Stock Option | $6.68 | M | 253 | Disposed | 2013-08-05 | Common Stock (253) | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $138.90 - $139.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $139.94 - $140.91. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $141.05 - $142.03. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $142.07 - $142.35. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $140.45 - $140.55. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.