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TransDigm Group INC — Director's Dealing 2011
Sep 29, 2011
29928_dirs_2011-09-29_886e9adc-56df-44fa-acaf-76da1e051593.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2011-09-28
Reporting Person: Howley W Nicholas (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-28 | Common Stock | M | 33000 | $6.68 | Acquired | 33000 | Direct |
| 2011-09-28 | Common Stock | S | 9093 | $83.02 | Disposed | 23907 | Direct |
| 2011-09-28 | Common Stock | S | 5800 | $83.86 | Disposed | 18107 | Direct |
| 2011-09-28 | Common Stock | S | 11899 | $84.74 | Disposed | 6208 | Direct |
| 2011-09-28 | Common Stock | S | 4908 | $86.07 | Disposed | 1300 | Direct |
| 2011-09-28 | Common Stock | S | 1300 | $86.56 | Disposed | 0 | Direct |
| 2011-09-28 | Common Stock | M | 2500 | $6.68 | Acquired | 2500 | Indirect |
| 2011-09-28 | Common Stock | S | 963 | $83.06 | Disposed | 1537 | Indirect |
| 2011-09-28 | Common Stock | S | 800 | $84.35 | Disposed | 737 | Indirect |
| 2011-09-28 | Common Stock | S | 437 | $85.03 | Disposed | 300 | Indirect |
| 2011-09-28 | Common Stock | S | 300 | $86.39 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-28 | Stock Option | $6.68 | M | 33000 | Disposed | 2013-08-05 | Common Stock (33000) | Direct |
| 2011-09-28 | Stock Option | $6.68 | M | 2500 | Disposed | 2013-08-05 | Common Stock (2500) | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $82.43 - $83.42. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $83.43 - $84.42. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $84.43 - $85.30. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $85.47 - $86.46. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $86.47 - $86.70. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F6: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $82.59 - $83.52. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F7: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $83.78 - $84.725. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F8: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $84.83 - $85.305. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F9: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $85.94 - $86.61. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.