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TransDigm Group INC — Director's Dealing 2011
Aug 17, 2011
29928_dirs_2011-08-17_60a00b02-5cf4-4bf2-a40b-27f37248132a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2011-08-16
Reporting Person: Howley W Nicholas (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-16 | Common Stock | M | 4000 | $6.68 | Acquired | 4000 | Indirect |
| 2011-08-16 | Common Stock | S | 100 | $87.72 | Disposed | 3900 | Indirect |
| 2011-08-16 | Common Stock | S | 2100 | $89.43 | Disposed | 1800 | Indirect |
| 2011-08-16 | Common Stock | S | 1800 | $90.20 | Disposed | 0 | Indirect |
| 2011-08-16 | Common Stock | M | 45000 | $6.68 | Acquired | 45000 | Direct |
| 2011-08-16 | Common Stock | S | 5000 | $88.699 | Disposed | 40000 | Direct |
| 2011-08-16 | Common Stock | S | 25431 | $89.55 | Disposed | 14569 | Direct |
| 2011-08-16 | Common Stock | S | 14569 | $90.32 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-16 | Stock Option | $6.68 | M | 4000 | Disposed | 2013-08-05 | Common Stock (4000) | Indirect |
| 2011-08-16 | Stock Option | $6.68 | M | 45000 | Disposed | 2013-08-05 | Common Stock (45000) | Direct |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $88.94 - $89.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $89.94 - $90.53. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $88.03 - $89.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $89.03 - $90.02. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $90.03 - $90.74. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.