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TransDigm Group INC — Director's Dealing 2011
Dec 29, 2011
29928_dirs_2011-12-29_04e24604-af51-4fe8-8064-042d98910d21.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TransDigm Group INC (TDG)
CIK: 0001260221
Period of Report: 2011-12-28
Reporting Person: Howley W Nicholas (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-28 | Common Stock | M | 2500 | $6.68 | Acquired | 2500 | Indirect |
| 2011-12-28 | Common Stock | S | 1829 | $95.82 | Disposed | 671 | Indirect |
| 2011-12-28 | Common Stock | S | 571 | $96.73 | Disposed | 100 | Indirect |
| 2011-12-28 | Common Stock | S | 100 | $97.48 | Disposed | 0 | Indirect |
| 2011-12-28 | Common Stock | M | 53279 | $6.68 | Acquired | 53279 | Direct |
| 2011-12-28 | Common Stock | S | 48367 | $95.71 | Disposed | 4912 | Direct |
| 2011-12-28 | Common Stock | S | 4612 | $96.75 | Disposed | 300 | Direct |
| 2011-12-28 | Common Stock | S | 300 | $97.50 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-28 | Stock Option | $6.68 | M | 53279 | Disposed | 2013-08-05 | Common Stock (53279) | Direct |
| 2011-12-28 | Stock Option | $6.68 | M | 2500 | Disposed | 2013-08-05 | Common Stock (2500) | Indirect |
Footnotes
F1: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $95.34 - $96.18. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $96.36 - $97.35. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $95.47 - $96.46. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $96.47 - $97.46. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $97.48 - $97.53. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.