AI assistant
TRANSCAT INC — Director's Dealing 2013
May 31, 2013
32421_dirs_2013-05-31_014ed3c9-cd8a-44e6-9cba-7b9e83051663.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRANSCAT INC (TRNS)
CIK: 0000099302
Period of Report: 2013-05-21
Reporting Person: HADEED CHARLES P (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-21 | Common Stock, $.50 par value | A | 12593 | — | Acquired | 125145 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.89 | 2014-10-18 | Common Stock, $.50 par value (20000) | 20000 | Direct |
| Stock Option (Right to Buy) | $4.26 | 2015-08-16 | Common Stock, $.50 par value (6103) | 6103 | Direct |
| Stock Option (Right to Buy) | $5.68 | 2016-08-08 | Common Stock, $.50 par value (7042) | 7042 | Direct |
| Stock Option (Right to Buy) | $5.24 | 2017-04-10 | Common Stock, $.50 par value (100000) | 100000 | Direct |
| Stock Option (Right to Buy) | $7.72 | 2017-07-30 | Common Stock, $.50 par value (48128) | 48128 | Direct |
Footnotes
F1: These shares were awarded to Mr. Hadeed upon the vesting of a performance-based restricted stock award granted to him on 4/5/10 under the Transcat, Inc. 2003 Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying the award vest after three years subject to the Company achieving specific cumulative fully-diluted earnings per share (EPS) objectives over the eligible three-year period ending in fiscal year 2013. Based on the Company's achievement of certain pre-determined EPS thresholds, Mr. Hadeed's award vested with respect to 12,593 shares.
F2: This option was previously reported by Mr. Hadeed.