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TRANSCAT INC — Director's Dealing 2007
May 10, 2007
32421_dirs_2007-05-10_50c1c531-3cd1-4641-a4f6-f67647d9fd87.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: TRANSCAT INC (TRNS)
CIK: 0000099302
Period of Report: 2007-03-31
Reporting Person: BRADLEY FRANCIS R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-11-30 | Common Stock, $.50 par value | G | 660 | — | Disposed | 21338 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant (Right to Buy) | $.97 | 2007-08-19 | Common Stock, par value $.50 per share (4000) | 4000 | Direct |
| Warrant (Right to Buy) | $2.31 | 2008-08-19 | Common Stock, par value $.50 per share (4000) | 4000 | Direct |
| Warrant (Right to Buy) | $2.88 | 2009-08-17 | Common Stock, par value $.50 per share (4000) | 4000 | Direct |
| Warrant (Right to Buy) | $4.26 | 2010-08-16 | Common Stock, par value $.50 per share (4000) | 4000 | Direct |
| Warrant (Right to Buy) | $5.80 | 2011-08-15 | Common Stock, par value $.50 per share (2400) | 2400 | Direct |
Footnotes
F1: Mr. Bradley has elected to defer receipt of 4,365 of these shares, all of which are credited to his participant stock account under the Transcat, Inc. Amended and Restated Directors' Stock Plan, until the expiration of the deferral period, at which time the shares will be issued to him pursuant to the terms of his prior election.
F2: This non-transferable warrant was previously reported by Mr. Bradley.
F3: This non-transferable warrant was previously reported by Mr. Bradley. Mr. Bradley can exercise this warrant pro rata with respect to one-third of the shares subject to the warrant on the first, second and third anniversaries of the 8/18/04 grant date.
F4: This non-transferable warrant was previously reported by Mr. Bradley. Mr. Bradley can exercise this warrant pro rata with respect to one-third of the shares subject to the warrant on the first, second and third anniversaries of the 8/17/05 grant date.
F5: This non-transferable warrant was previously reported by Mr. Bradley. Mr. Bradley can exercise this warrant pro rata with respect to one-third of the shares subject to the warrant on the first, second and third anniversaries of the 8/16/06 grant date.