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TRANSCAT INC — Director's Dealing 2007
Aug 30, 2007
32421_dirs_2007-08-30_5554aeeb-dc75-4163-9409-79e77e6a049d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRANSCAT INC (TRNS)
CIK: 0000099302
Period of Report: 2007-08-28
Reporting Person: SASSANO CARL E (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-08-28 | Common Stock, $.50 par value | S | 229 | $6.41 | Disposed | 297179 | Direct |
| 2007-08-28 | Common Stock, $.50 par value | S | 1471 | $6.40 | Disposed | 295708 | Direct |
| 2007-08-28 | Common Stock, $.50 par value | S | 100 | $6.39 | Disposed | 295608 | Direct |
| 2007-08-28 | Common Stock, $.50 par value | S | 15 | $6.37 | Disposed | 295593 | Direct |
| 2007-08-28 | Common Stock, $.50 par value | S | 388 | $6.36 | Disposed | 295205 | Direct |
| 2007-08-28 | Common Stock, $.50 par value | S | 200 | $6.35 | Disposed | 295005 | Direct |
| 2007-08-29 | Common Stock, $.50 par value | S | 500 | $6.38 | Disposed | 294505 | Direct |
| 2007-08-29 | Common Stock, $.50 par value | S | 309 | $6.30 | Disposed | 294196 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.50 par value | 3000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.26 | 2015-08-16 | Common Stock, $.50 par value (10895) | 10895 | Direct |
| Stock Option (Right to Buy) | $5.68 | 2016-08-08 | Common Stock, $.50 par value (8803) | 8803 | Direct |
| Stock Option (Right to Buy) | $7.72 | 2017-07-31 | Common Stock, $.50 par value (60160) | 60160 | Direct |
Footnotes
F1: These shares were sold pursuant to a Rule 10b5-1 stock trading plan, the adoption of which was reported in the Transcat, Inc. Current Report on Form 8-K dated August 15, 2007.
F2: These shares are owned by Mr. Sassano's wife as custodian for their minor son. Mr. Sassano disclaims beneficial ownership of these shares.
F3: This option was previously reported by Mr. Sassano. Mr. Sassano can exercise this option as follows: 3,632 shares on 8/16/06, 3,632 shares on 8/16/07, and 3,631 shares on 8/16/08.
F4: This option was previously reported by Mr. Sassano. Mr. Sassano can exercise this option as follows: 2,935 shares on 8/08/07, 2,934 shares on 8/08/08, and 2,934 shares on 8/08/09.
F5: This option was previously reported by Mr. Sassano. Mr. Sassano can exercise this option as follows: 12,032 shares on 7/30/09, 12,032 shares on 7/30/10 and 36,096 shares on 7/30/11.