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TRANSCAT INC — Director's Dealing 2006
Aug 18, 2006
32421_dirs_2006-08-18_4b54e5e3-c124-4e48-a780-4a925cab13f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRANSCAT INC (TRNS)
CIK: 0000099302
Period of Report: 2006-08-16
Reporting Person: SMITH JOHN T (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-08-16 | Warrant (Right to Buy) | $5.80 | A | 2400 | Acquired | 2011-08-15 | Common Stock, par value $.50 per share (2400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $.50 par value | 5466 | Direct |
| Common Stock, $.50 par value | 12150 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant (Right to Buy) | $2.31 | 2008-08-19 | Common Stock, par value $.50 per share (4000) | 4000 | Direct |
| Warrant (Right to Buy) | $2.88 | 2009-08-17 | Common Stock, par value $.50 per share (4000) | 4000 | Direct |
| Warrant (Right to Buy) | $4.26 | 2010-08-16 | Common Stock, par value $.50 per share (4000) | 4000 | Direct |
Footnotes
F1: These shares are owned jointly by Mr. Smith and his wife.
F2: This non-transferable warrant was previously reported by Mr. Smith. Mr. Smith can exercise this warrant pro rata with respect to one-third of the shares subject to the warrant on the first, second and third anniversaries of the 8/20/03 grant date.
F3: This non-transferable warrant was previously reported by Mr. Smith. Mr. Smith can exercise this warrant pro rata with respect to one-third of the shares subject to the warrant on the first, second and third anniversaries of the 8/18/04 grant date.
F4: This non-transferable warrant was previously reported by Mr. Smith. Mr. Smith can exercise this warrant pro rata with respect to one-third of the shares subject to the warrant on the first, second and third anniversaries of the 8/17/05 grant date.
F5: This non-transferable warrant was awarded under the Transcat, Inc. Amended and Restated Directors' Warrant Plan in a transaction exempt under Rule 16b-3. Mr. Smith can exercise this warrant pro rata with respect to one-third of the shares subject to the warrant on the first, second and third anniversaries of the 8/16/06 grant date.