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TRANSACT TECHNOLOGIES INC — Director's Dealing 2020
Mar 3, 2020
34640_dirs_2020-03-02_5fe7e108-2f2a-4902-a716-bc8dfb9da14d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRANSACT TECHNOLOGIES INC (TACT)
CIK: 0001017303
Period of Report: 2020-02-27
Reporting Person: SHULDMAN BART C (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-27 | Common Stock | A | 6275 | $0.00 | Acquired | 50965 | Direct |
| 2020-03-01 | Common Stock | A | 2350 | $0.00 | Acquired | 53315 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-27 | Restricted Stock Units | $ | M | 6275 | Disposed | Common Stock (6275) | Direct | |
| 2020-02-27 | Stock Option | $9.80 | A | 76300 | Acquired | 2030-02-27 | Common Stock (76300) | Direct |
| 2020-02-27 | Restricted Stock Units | $ | A | 24300 | Acquired | Common Stock (24300) | Direct | |
| 2020-03-01 | Restricted Stock Units | $ | M | 2350 | Disposed | Common Stock (2350) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4800 | Indirect |
| Common Stock | 3750 | Indirect |
| Common Stock | 1500 | Indirect |
Footnotes
F1: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.
F2: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.
F3: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.
F4: The Restricted Stock Units convert to common stock on a one-for-one basis.
F5: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.