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TRANSACT TECHNOLOGIES INC Director's Dealing 2020

Mar 3, 2020

34640_dirs_2020-03-02_5fe7e108-2f2a-4902-a716-bc8dfb9da14d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TRANSACT TECHNOLOGIES INC (TACT)
CIK: 0001017303
Period of Report: 2020-02-27

Reporting Person: SHULDMAN BART C (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-27 Common Stock A 6275 $0.00 Acquired 50965 Direct
2020-03-01 Common Stock A 2350 $0.00 Acquired 53315 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-27 Restricted Stock Units $ M 6275 Disposed Common Stock (6275) Direct
2020-02-27 Stock Option $9.80 A 76300 Acquired 2030-02-27 Common Stock (76300) Direct
2020-02-27 Restricted Stock Units $ A 24300 Acquired Common Stock (24300) Direct
2020-03-01 Restricted Stock Units $ M 2350 Disposed Common Stock (2350) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4800 Indirect
Common Stock 3750 Indirect
Common Stock 1500 Indirect

Footnotes

F1: Shares of Restricted Stock Units issued on February 27, 2019 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F2: Shares of Restricted Stock Units issued on March 1, 2018 pursuant to the Company's 2014 Equity Incentive Plan, vesting 25% annually commencing on the first anniversary of the date of grant that have converted to common stock on a one-for-one basis.

F3: Grant of the non-qualified stock option under the Company's 2014 Equity Incentive Plan. The option becomes exercisable 25% per year on each anniversary date of the grant.

F4: The Restricted Stock Units convert to common stock on a one-for-one basis.

F5: The Restricted Stock Units were issued pursuant to the Company's 2014 Equity Incentive Plan. The Restricted Stock Units vest 25% per year on each anniversary of the date of grant.