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TRANSACT TECHNOLOGIES INC — Director's Dealing 2017
Sep 13, 2017
34640_dirs_2017-09-13_402e2add-5dae-4eef-9cba-24b874479a0f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRANSACT TECHNOLOGIES INC (TACT)
CIK: 0001017303
Period of Report: 2017-09-11
Reporting Person: SHULDMAN BART C (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-11 | Common Stock | M | 1301 | $5.24 | Acquired | 13115 | Direct |
| 2017-09-11 | Common Stock | S | 1301 | $9.6 | Disposed | 11814 | Direct |
| 2017-09-12 | Common Stock | M | 1021 | $5.24 | Acquired | 12835 | Direct |
| 2017-09-12 | Common Stock | S | 1021 | $9.5 | Disposed | 11814 | Direct |
| 2017-09-13 | Common Stock | M | 1779 | $5.24 | Acquired | 13593 | Direct |
| 2017-09-13 | Common Stock | S | 1779 | $9.51 | Disposed | 11814 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-11 | Stock Option | $5.24 | M | 1301 | Disposed | 2018-02-27 | Common Stock (1301) | Direct |
| 2017-09-12 | Stock Option | $5.24 | M | 1021 | Disposed | 2018-02-27 | Common Stock (1021) | Direct |
| 2017-09-13 | Stock Option | $5.24 | M | 1779 | Disposed | 2018-02-27 | Common Stock (1779) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4800 | Indirect |
| Common Stock | 3750 | Indirect |
| Common Stock | 1500 | Indirect |
Footnotes
F1: Represents the sale of 1,301 shares in 14 different transactions ranging from $9.50 to $9.75 per share, resulting in a weighted average sale price per share of $9.60. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
F2: Represents the sale of 1,021 shares in 11 different transactions ranging from $9.50 to $9.53 per share, resulting in a weighted average sale price per share of $9.50. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
F3: Represents the sale of 1,779 shares in 9 different transactions ranging from $9.50 to $9.55 per share, resulting in a weighted average sale price per share of $9.51. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.