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TRANSACT TECHNOLOGIES INC — Director's Dealing 2015
Nov 20, 2015
34640_dirs_2015-11-19_9d9c8d83-72e6-487a-b8c1-340b68af8858.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TRANSACT TECHNOLOGIES INC (TACT)
CIK: 0001017303
Period of Report: 2015-11-17
Reporting Person: SHULDMAN BART C (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-17 | Common Stock | M | 2200 | $7.9 | Acquired | 6013 | Direct |
| 2015-11-17 | Common Stock | S | 2200 | $8.88 | Disposed | 3813 | Direct |
| 2015-11-18 | Common Stock | M | 719 | $7.9 | Acquired | 4532 | Direct |
| 2015-11-18 | Common Stock | S | 719 | $8.8 | Disposed | 3813 | Direct |
| 2015-11-19 | Common Stock | M | 7345 | $7.9 | Acquired | 11158 | Direct |
| 2015-11-19 | Common Stock | S | 7345 | $8.52 | Disposed | 3813 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-17 | Stock Option | $7.9 | M | 2200 | Disposed | 2016-01-02 | Common Stock (2200) | Direct |
| 2015-11-18 | Stock Option | $7.9 | M | 719 | Disposed | 2016-01-02 | Common Stock (719) | Direct |
| 2015-11-19 | Stock Option | $7.9 | M | 7345 | Disposed | 2016-01-02 | Common Stock (7345) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4800 | Indirect |
| Common Stock | 3750 | Indirect |
| Common Stock | 1500 | Indirect |
Footnotes
F1: Represents the sale of 2,200 shares in 36 different transactions, ranging from $8.85 to $8.96 per share, resulting in a weighted average sale price per share of $8.88. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
F2: Represents the sale of 719 shares in 17 different transactions, ranging from $8.75 to $8.86 per share, resulting in a weighted average sale price per share of $8.80. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
F3: Represents the sale of 7,345 shares in 120 different transactions, ranging from $8.50 to $8.73 per share, resulting in a weighted average sale price per share of $8.52. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.