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Trane Technologies plc — Director's Dealing 2014
Mar 4, 2014
29886_dirs_2014-03-04_ea1afeec-94a7-4ebb-b6fc-96e6731a3ed0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ingersoll-Rand plc (IR)
CIK: 0001466258
Period of Report: 2014-02-28
Reporting Person: Zafari Robert (EVP, Industrial Segment)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-28 | Ordinary Shares | M | 13910 | $34.39 | Acquired | 82839.14 | Direct |
| 2014-02-28 | Ordinary Shares | M | 18471 | $31.11 | Acquired | 101310.14 | Direct |
| 2014-02-28 | Ordinary Shares | M | 6577 | $13.49 | Acquired | 107887.14 | Direct |
| 2014-02-28 | Ordinary Shares | M | 10744 | $25.22 | Acquired | 118631.14 | Direct |
| 2014-02-28 | Ordinary Shares | M | 9357 | $37.74 | Acquired | 127988.14 | Direct |
| 2014-02-28 | Ordinary Shares | M | 5873 | $37.71 | Acquired | 133861.14 | Direct |
| 2014-02-28 | Ordinary Shares | M | 5743 | $32.46 | Acquired | 139604.14 | Direct |
| 2014-02-28 | Ordinary Shares | M | 7208 | $32.43 | Acquired | 146812.14 | Direct |
| 2014-02-28 | Ordinary Shares | M | 6973 | $41.91 | Acquired | 153785.14 | Direct |
| 2014-02-28 | Ordinary Shares | S | 84856 | $61.45 | Disposed | 68929.14 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-28 | Stock Option (Right to Buy) | $34.39 | M | 13910 | Disposed | 2017-02-06 | Ordinary Shares (13910) | Direct |
| 2014-02-28 | Stock Option (Right to Buy) | $31.11 | M | 18471 | Disposed | 2018-02-14 | Ordinary Shares (18471) | Direct |
| 2014-02-28 | Stock Option (Right to Buy) | $13.49 | M | 6577 | Disposed | 2019-02-11 | Ordinary Shares (6577) | Direct |
| 2014-02-28 | Stock Option (Right to Buy) | $25.22 | M | 10744 | Disposed | 2020-02-15 | Ordinary Shares (10744) | Direct |
| 2014-02-28 | Stock Option (Right to Buy) | $37.74 | M | 9357 | Disposed | 2021-02-13 | Ordinary Shares (9357) | Direct |
| 2014-02-28 | Stock Option (Right to Buy) | $37.71 | M | 5873 | Disposed | 2021-02-13 | Ordinary Shares (5873) | Direct |
| 2014-02-28 | Stock Option (Right to Buy) | $32.46 | M | 5743 | Disposed | 2022-02-23 | Ordinary Shares (5743) | Direct |
| 2014-02-28 | Stock Option (Right to Buy) | $32.43 | M | 7208 | Disposed | 2022-02-23 | Ordinary Shares (7208) | Direct |
| 2014-02-28 | Stock Option (Right to Buy) | $41.91 | M | 6973 | Disposed | 2023-02-21 | Ordinary Shares (6973) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 3157.03 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades ranging from $61.45 to $61.48 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
F3: The stock option vests in three (3) equal annual installments beginning on February 7, 2008.
F4: The stock option vests in three (3) equal annual installments beginning on February 15, 2009.
F5: The stock option vests in three (3) equal annual installments beginning on February 12, 2010.
F6: The stock option vests in three (3) equal annual installments beginning on February 16, 2011.
F7: The stock option vests in three (3) equal annual installments beginning on February 14, 2012.
F8: The stock option vests in three (3) equal annual installments beginning on February 14, 2012.
F9: The stock option vests in three (3) equal annual installments beginning on February 24, 2013.
F10: The stock option vests in three (3) equal annual installments beginning on February 24, 2013.
F11: The stock option vests in three (3) equal annual installments beginning on February 22, 2014.