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Trane Technologies plc — Director's Dealing 2013
Apr 2, 2013
29886_dirs_2013-04-02_c32e23d5-7d25-4f98-8eae-10b0c82672d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ingersoll-Rand plc (IR)
CIK: 0001466258
Period of Report: 2013-04-01
Reporting Person: LAMACH MICHAEL W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-01 | Ordinary Shares | M | 25000 | $33.92 | Acquired | 275110.96 | Direct |
| 2013-04-01 | Ordinary Shares | S | 25000 | $54.83 | Disposed | 250110.96 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-01 | Stock Option (Right to Buy) | $33.92 | M | 25000 | Disposed | 2014-02-16 | Ordinary Shares (25000) | Direct |
| 2013-04-01 | Phantom Stock Units | $0 | A | 62.77 | Acquired | Ordinary Shares (62.77) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2019.14 | Indirect |
| Ordinary Shares (GRAT) | 13650 | Indirect |
Footnotes
F1: Transaction executed pursuant to a Rule
10b5-1 Plan adopted by the reporting person on May 30, 2012.
F2: This transaction was executed in multiple trades ranging from $54.525 to $55.3 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
F4: The stock option vests in three (3) equal installments beginning on 2/17/2005.
F5: Reflects acquisition of dividend equivalents paid on Company stock held through Company plans. Dividend equivalents are paid at the same rate and at the same time as dividends are paid to Company shareholders.
F6: These Phantom Stock Units are to be settled in cash equal to the fair market value of ordinary shares multiplied by the number of phantom stock units held upon the reporting person's termination of employment with the issuer.
F7: Amount represents an approximate number of shares based on the total market value of the reporting person's Company stock fund units, as reported by the trustee of the Company supplemental compensation plans.