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Trane Technologies plc — Director's Dealing 2013
Sep 11, 2013
29886_dirs_2013-09-11_a1303e18-185f-425d-83ae-2e9eaae79fe9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ingersoll-Rand plc (IR)
CIK: 0001466258
Period of Report: 2013-09-09
Reporting Person: LAMACH MICHAEL W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-09 | Ordinary Shares | M | 100000 | $38.685 | Acquired | 264368.13 | Direct |
| 2013-09-09 | Ordinary Shares | M | 50000 | $16.845 | Acquired | 314368.13 | Direct |
| 2013-09-09 | Ordinary Shares | M | 66125 | $16.845 | Acquired | 380493.13 | Direct |
| 2013-09-09 | Ordinary Shares | S | 216125 | $62.50 | Disposed | 164368.13 | Direct |
| 2013-09-06 | Ordinary Shares (Trust 1) | G | 2650 | — | Acquired | 2650 | Indirect |
| 2013-09-06 | Ordinary Shares (GRAT) | G | 2650 | — | Disposed | 5300 | Indirect |
| 2013-09-06 | Ordinary Shares (Trust 2) | G | 2650 | — | Acquired | 2650 | Indirect |
| 2013-09-06 | Ordinary Shares (GRAT) | G | 2650 | — | Disposed | 2650 | Indirect |
| 2013-09-06 | Ordinary Shares (Trust 3) | G | 2650 | — | Acquired | 2650 | Indirect |
| 2013-09-06 | Ordinary Shares (GRAT) | G | 2650 | — | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-09 | Stock Option (Right to Buy) | $38.685 | M | 100000 | Disposed | 2015-02-01 | Ordinary Shares (100000) | Direct |
| 2013-09-09 | Stock Option (Right to Buy) | $16.845 | M | 50000 | Disposed | 2019-02-11 | Ordinary Shares (50000) | Direct |
| 2013-09-09 | Stock Option (Right to Buy) | $16.845 | M | 66125 | Disposed | 2019-02-11 | Ordinary Shares (66125) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2012.9 | Indirect |
| Ordinary Shares (GRAT) | 20000 | Indirect |
Footnotes
F1: Transaction executed pursuant to a Rule 10b5-1 Plan adopted by the reporting person on July 22, 2013.
F2: On September 6, 2013, the grantor annuity trust established on September 2, 2011 distributed 5,700 shares to the reporting person. The reporting person is trustee of the trust.
F3: Represents shares distributed from the reporting person's grantor annuity trust established on September 2, 2011 as a gift to an irrevocable trust for the benefit of the reporting person's child.
F4: Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
F5: On September 6, 2013, the reporting person contributed 20,000 ordinary shares to a grantor retained annuity trust for the benefit of himself and his children. The reporting person is the trustee.
F6: The options vest in three equal annual installments on the first, second and third anniversaries of the date of grant.