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Trane Technologies plc — Director's Dealing 2012
Sep 6, 2012
29886_dirs_2012-09-06_ca4f538b-bd4a-4ff5-b2db-3efb9eec09ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ingersoll-Rand plc (IR)
CIK: 0001466258
Period of Report: 2012-09-04
Reporting Person: Zafari Robert (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-04 | Ordinary Shares | M | 13240 | $32.1825 | Acquired | 43058.22 | Direct |
| 2012-09-04 | Ordinary Shares | M | 14400 | $38.685 | Acquired | 57458.22 | Direct |
| 2012-09-04 | Ordinary Shares | F | 21348 | $46.05 | Disposed | 36110.22 | Direct |
| 2012-09-05 | Ordinary Shares | S | 6292 | $45.44 | Disposed | 29818.22 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-04 | Stock Appreciation Rights | $32.1825 | M | 13240 | Disposed | 2014-02-03 | Ordinary Shares (13240) | Direct |
| 2012-09-04 | Stock Appreciation Rights | $38.685 | M | 14400 | Disposed | 2015-02-01 | Ordinary Shares (14400) | Direct |
| 2012-09-05 | Phantom Stock Units | $0 | A | 52.14 | Acquired | Ordinary Shares (52.14) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 2324.64 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades ranging from $45.431 to $45.441 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: Includes 4,631 ordinary shares that were previously inadvertently omitted.
F3: Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
F4: Stock appreciation rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 02/04/2005.
F5: Stock appreciation rights, which have a ten-year term, became exercisable in three equal annual installments beginning on 02/02/2006.
F6: These Phantom Stock Units are to be settled in cash equal to the fair market value of ordinary shares multiplied by the number of phantom stock units held upon the reporting person's termination of employment with the issuer.
F7: Amount represents an approximate number of shares based on the total market value of the reporting person's Company stock fund units, as reported by the trustee of the Company supplemental compensation plans.