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Trane Technologies plc — Director's Dealing 2011
Sep 1, 2011
29886_dirs_2011-09-01_fea72d65-8c09-4b07-bcc6-78d9db06a903.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ingersoll-Rand plc (IR)
CIK: 0001466258
Period of Report: 2011-09-01
Reporting Person: COHON JARED L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-01 | Ordinary Shares | M | 14400 | $10.07 | Acquired | 34120 | Direct |
| 2011-09-01 | Ordinary Shares | S | 12400 | $32.808 | Disposed | 21720 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-01 | Stock Option (Right to Buy) | $10.07 | M | 14400 | Disposed | 2012-02-07 | Ordinary Shares (14400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares | 280 | Indirect |
| Ordinary Shares (TDCP) | 1655.51 | Direct |
Footnotes
F1: This transaction was executed in multiple trades ranging from $32.80 to $32.831 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: Represents units acquired under the Trane Deferred Compensation Plan ("TDCP"). The units are to be converted on a one-for-one basis and settled in ordinary shares of the Company, less applicable withholding taxes, upon the reporting person's termination of employment with the Company, or earlier or later upon certain elections.
F3: Options were originally granted under the Trane incentive stock plans and were converted into options to purchase shares of the Company effective upon the merger of Trane with Indian Merger Sub, Inc. ("Merger Sub"), a wholly-owned subsidiary of the Company, on June 5, 2008. Pursuant to the terms of the Merger Agreement among the Company, Trane and Merger Sub, all Trane options, whether or not exercisable or vested at the time of the merger, became fully vested and exercisable at the time of the merger.